Delaware Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors

• Category: Corporations - Public - Advisory
• State: Multi-State
• Control #: US-EG-9141
• Format: Word; Rich Text

Description

Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors dated January 1, 1999. 8 pages Delaware Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors: Delaware Sub-Advisory Agreement is a legal contract between Touchstone Advisors, Inc. and OPCA Advisors, outlining the terms and conditions of their business relationship. This agreement sets forth the roles, responsibilities, and obligations of both parties, regarding investment advisory services in the state of Delaware. Touchstone Advisors, Inc., a reputable investment management firm, enters into a sub-advisory arrangement with OPCA Advisors to leverage their expertise and expand its service offerings in Delaware. OPCA Advisors, as the sub-advisor, provides specialized investment advice and management services to clients of Touchstone Advisors in accordance with the agreement's parameters. The agreement encompasses various key components, including but not limited to: 1. Scope of Services: The agreement specifies the scope and nature of the services to be provided by OPCA Advisors as the sub-advisor. This may include portfolio management, asset allocation, risk assessment, research, and other related investment advisory services tailored to meet the specific needs of Touchstone Advisors' clients. 2. Compensation: The agreement outlines the compensation structure for OPCA Advisors. This may include management fees, performance-based fees, or a combination of both, as agreed upon by the parties. 3. Investment Guidelines: This section defines the investment objectives, restrictions, and guidelines that OPCA Advisors should adhere to while managing client portfolios. The agreement may outline preferred asset classes, risk tolerance levels, diversification measures, and any other investment-related restrictions or preferences. 4. Reporting and Record keeping: Both parties agree on the frequency and format of performance reports, account statements, and other relevant documents. Proper record keeping and compliance with legal requirements are essential components to ensure transparency and accountability. 5. Termination: The agreement establishes the conditions under which either party can terminate the sub-advisory relationship. It may include termination notice periods, grounds for termination (e.g., breach of agreement, regulatory violations), and processes for transitioning client accounts if required. Different types of Delaware Sub-Advisory Agreements between Touchstone Advisors, Inc. and OPCA Advisors may include variations in fees, services offered, or investment strategies employed. For instance, the parties may agree to distinct agreements for different client segments, each tailored to suit their specific investment needs, risk profiles, or market segments. In conclusion, the Delaware Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors establishes a mutually beneficial partnership, allowing Touchstone Advisors to offer a broader range of investment solutions in Delaware while benefiting from OPCA Advisors' specialized expertise. This agreement, with its defined terms and conditions, helps ensure the smooth execution of investment advisory services, aligning the interests of both parties and protecting the interests of Touchstone Advisors' clients.

Delaware Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors: Delaware Sub-Advisory Agreement is a legal contract between Touchstone Advisors, Inc. and OPCA Advisors, outlining the terms and conditions of their business relationship. This agreement sets forth the roles, responsibilities, and obligations of both parties, regarding investment advisory services in the state of Delaware. Touchstone Advisors, Inc., a reputable investment management firm, enters into a sub-advisory arrangement with OPCA Advisors to leverage their expertise and expand its service offerings in Delaware. OPCA Advisors, as the sub-advisor, provides specialized investment advice and management services to clients of Touchstone Advisors in accordance with the agreement's parameters. The agreement encompasses various key components, including but not limited to: 1. Scope of Services: The agreement specifies the scope and nature of the services to be provided by OPCA Advisors as the sub-advisor. This may include portfolio management, asset allocation, risk assessment, research, and other related investment advisory services tailored to meet the specific needs of Touchstone Advisors' clients. 2. Compensation: The agreement outlines the compensation structure for OPCA Advisors. This may include management fees, performance-based fees, or a combination of both, as agreed upon by the parties. 3. Investment Guidelines: This section defines the investment objectives, restrictions, and guidelines that OPCA Advisors should adhere to while managing client portfolios. The agreement may outline preferred asset classes, risk tolerance levels, diversification measures, and any other investment-related restrictions or preferences. 4. Reporting and Record keeping: Both parties agree on the frequency and format of performance reports, account statements, and other relevant documents. Proper record keeping and compliance with legal requirements are essential components to ensure transparency and accountability. 5. Termination: The agreement establishes the conditions under which either party can terminate the sub-advisory relationship. It may include termination notice periods, grounds for termination (e.g., breach of agreement, regulatory violations), and processes for transitioning client accounts if required. Different types of Delaware Sub-Advisory Agreements between Touchstone Advisors, Inc. and OPCA Advisors may include variations in fees, services offered, or investment strategies employed. For instance, the parties may agree to distinct agreements for different client segments, each tailored to suit their specific investment needs, risk profiles, or market segments. In conclusion, the Delaware Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors establishes a mutually beneficial partnership, allowing Touchstone Advisors to offer a broader range of investment solutions in Delaware while benefiting from OPCA Advisors' specialized expertise. This agreement, with its defined terms and conditions, helps ensure the smooth execution of investment advisory services, aligning the interests of both parties and protecting the interests of Touchstone Advisors' clients.