A Florida Sub-Advisory Agreement refers to a legal contract established between Touchstone Advisors, Inc. and OPCA Advisors, two parties involved in the financial sector. This agreement outlines the terms and conditions regarding the sub-advisory services provided by OPCA Advisors to Touchstone Advisors within the state of Florida. The contents of a Florida Sub-Advisory Agreement typically encompass various aspects concerning the relationship between Touchstone Advisors and OPCA Advisors. These may include the scope of the sub-advisory services, compensation details, responsibilities and obligations of both parties, termination clauses, confidentiality and non-disclosure agreements, and any dispute resolution provisions. The agreement outlines the key services that OPCA Advisors will provide to Touchstone Advisors in their sub-advisory capacity. These services might encompass investment research, portfolio management, risk assessment, asset allocation, and any other relevant financial advisory services. The agreement may also specify the assets or portfolios that will be handled by OPCA Advisors and the standards they must adhere to while managing these assets. In terms of compensation, a Florida Sub-Advisory Agreement states the payment structure for OPCA Advisors' services. It may involve a flat fee, a percentage of assets under management, or a combination of both. The agreement also addresses the frequency and method of payment, ensuring clarity and fairness for both parties. Responsibilities and obligations of each party are clearly defined in the agreement to avoid any potential conflicts. Touchstone Advisors may outline the reporting requirements, regulatory compliance obligations, and communication expectations they have for OPCA Advisors. OPCA Advisors, in turn, may stipulate requirements related to the access they require to relevant client information and the level of autonomy they have in making investment decisions. Termination clauses provide provisions for how the agreement can be ended by either party and the related notice period. These clauses may also specify circumstances that could lead to immediate termination, such as a breach of contract or regulatory violations. Confidentiality and non-disclosure agreements are vital components of a Florida Sub-Advisory Agreement. They ensure that both parties maintain strict confidentiality regarding sensitive client information, trade secrets, or any proprietary methods used in the provision of services. This protects the interests of both Touchstone Advisors and OPCA Advisors and fosters trust between them. In the event of any disputes or disagreements, the agreement may contain provisions for mediation, arbitration, or other alternative dispute resolution procedures to avoid litigation and reach a mutually agreed resolution. It is important to note that variations of the Florida Sub-Advisory Agreement may exist, depending on the specific requirements, preferences, or unique circumstances of Touchstone Advisors and OPCA Advisors. These variations may include provisions such as specific investment strategies, exclusivity agreements, or additional regulatory compliance obligations. Each agreement is tailored to meet the needs of the parties involved while adhering to relevant state and federal laws and regulations.
Florida Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors
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adviser is an asset management firm hired by an investment adviser to help identify, evaluate and manage investments within a portfolio. Subadvisers are typically selected based on their investment style, expertise and track record in a specific investment strategy.
Key Takeaways. A sub-advised fund involves a third-party money manager that is hired by an investment company or mutual fund to manage an investment portfolio. Sub-advised funds are typically sought by investment companies because of their expertise in managing a specific strategy.
An advisory agreement is a business contract signed between a company and an advisor. The latter offers their services as an external third party and does so for any chosen term. The agreement is either signed at the beginning of the project or for the specific duration which the advisor offers their service.
An advisory agreement is a business contract signed between a company and an advisor. The latter offers their services as an external third party and does so for any chosen term. The agreement is either signed at the beginning of the project or for the specific duration which the advisor offers their service.
A subadvisory agreement is a legally binding agreement between a mutual fund and an advisor. These agreements outline the terms and conditions of the relationship between the fund and the advisor and what rights and responsibilities are expected of each party.
Subadvisory Fee means a fee in an amount equal to 20% of the amount of fees paid to Advisor by the REIT pursuant to the Advisory Agreement, including but not limited to: Acquisition Fees, Asset Management Fees, Loan Refinancing Fees, Property Management Fees, and Subordinated Disposition Fees, each as defined in the ...