Hawaii Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York

• Category: Corporations - Public - Advisory
• State: Multi-State
• Control #: US-EG-9076
• Format: Word; Rich Text

Description

Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York dated January 3, 2000. 4 pages Title: Hawaii Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York Keywords: Hawaii Investment Advisory Agreement, BNY Hamilton Large Growth CRT Fund, The Bank of New York, detailed description, types Introduction: The Hawaii Investment Advisory Agreement acts as a legal contract between the BNY Hamilton Large Growth CRT Fund and The Bank of New York, outlining the terms and conditions for investment advisory services provided by the latter to the former in the state of Hawaii. This agreement ensures a comprehensive and structured approach to managing investments, emphasizing mutual understanding and compliance with relevant state laws and regulatory requirements. 1. General Overview: The Hawaii Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York establishes a professional relationship wherein the bank assumes the role of an investment advisor, providing expert advice, research, and portfolio management services pertaining to the fund's assets located in Hawaii. 2. Services Provided: Under this agreement, The Bank of New York offers a range of tailored services such as investment analysis, securities selection, asset allocation, risk assessment, performance reporting, and investment strategy formulation. Additionally, the agreement may extend to include services like cash management, custodial services, and proxy voting as agreed between the parties. 3. Duties and Responsibilities: The agreement clearly outlines the respective duties and responsibilities of BNY Hamilton Large Growth CRT Fund and The Bank of New York. This includes the fund's obligation to disclose relevant financial information, investment goals, risk tolerance, and any other pertinent details required for effective advisory services. The bank, in turn, commits to providing diligent and prudent advice, adhering to the fund's objectives and the applicable legislation. 4. Fee Structure and Compensation: The agreement states the fee structure for investment advisory services, including the calculation method and frequency of payment. The compensation may be a percentage of assets under management, a fixed fee, or a performance-based arrangement, as agreed upon by the parties involved. 5. Confidentiality and Compliance: Addressing sensitive information and legal compliance, confidentiality provisions are detailed within the agreement, ensuring that any non-public data exchanged between the parties remains strictly confidential. Moreover, both parties commit to adhering to relevant federal and state laws, regulations, and industry standards applicable within the context of the Hawaii Investment Advisory Agreement. Types of Hawaii Investment Advisory Agreements between BNY Hamilton Large Growth CRT Fund and The Bank of New York: 1. Standard Hawaii Investment Advisory Agreement: This agreement constitutes the basic framework governing investment advisory services provided by The Bank of New York to BNY Hamilton Large Growth CRT Fund, encompassing comprehensive portfolio management and related services. 2. Hawaii Cash Management Agreement: This additional agreement may be established between the parties to include cash management services such as liquidity planning, cash flow analysis, and optimizing investment income on available cash balances within the fund. 3. Hawaii Custodial Agreement: In some cases, a separate custodial agreement may be required, specifying the responsibilities of The Bank of New York regarding the safekeeping, settlement, and reporting of fund assets held in custody. Conclusion: The Hawaii Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York forms the cornerstone of a professional relationship, ensuring effective management, compliance, and optimal growth of the fund's assets located in Hawaii. The agreement's in-depth description outlines the services provided, responsibilities, fee structures, and the types of agreements that can accompany the main advisory agreement, providing clarity and a solid framework for both parties involved.

Title: Hawaii Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York Keywords: Hawaii Investment Advisory Agreement, BNY Hamilton Large Growth CRT Fund, The Bank of New York, detailed description, types Introduction: The Hawaii Investment Advisory Agreement acts as a legal contract between the BNY Hamilton Large Growth CRT Fund and The Bank of New York, outlining the terms and conditions for investment advisory services provided by the latter to the former in the state of Hawaii. This agreement ensures a comprehensive and structured approach to managing investments, emphasizing mutual understanding and compliance with relevant state laws and regulatory requirements. 1. General Overview: The Hawaii Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York establishes a professional relationship wherein the bank assumes the role of an investment advisor, providing expert advice, research, and portfolio management services pertaining to the fund's assets located in Hawaii. 2. Services Provided: Under this agreement, The Bank of New York offers a range of tailored services such as investment analysis, securities selection, asset allocation, risk assessment, performance reporting, and investment strategy formulation. Additionally, the agreement may extend to include services like cash management, custodial services, and proxy voting as agreed between the parties. 3. Duties and Responsibilities: The agreement clearly outlines the respective duties and responsibilities of BNY Hamilton Large Growth CRT Fund and The Bank of New York. This includes the fund's obligation to disclose relevant financial information, investment goals, risk tolerance, and any other pertinent details required for effective advisory services. The bank, in turn, commits to providing diligent and prudent advice, adhering to the fund's objectives and the applicable legislation. 4. Fee Structure and Compensation: The agreement states the fee structure for investment advisory services, including the calculation method and frequency of payment. The compensation may be a percentage of assets under management, a fixed fee, or a performance-based arrangement, as agreed upon by the parties involved. 5. Confidentiality and Compliance: Addressing sensitive information and legal compliance, confidentiality provisions are detailed within the agreement, ensuring that any non-public data exchanged between the parties remains strictly confidential. Moreover, both parties commit to adhering to relevant federal and state laws, regulations, and industry standards applicable within the context of the Hawaii Investment Advisory Agreement. Types of Hawaii Investment Advisory Agreements between BNY Hamilton Large Growth CRT Fund and The Bank of New York: 1. Standard Hawaii Investment Advisory Agreement: This agreement constitutes the basic framework governing investment advisory services provided by The Bank of New York to BNY Hamilton Large Growth CRT Fund, encompassing comprehensive portfolio management and related services. 2. Hawaii Cash Management Agreement: This additional agreement may be established between the parties to include cash management services such as liquidity planning, cash flow analysis, and optimizing investment income on available cash balances within the fund. 3. Hawaii Custodial Agreement: In some cases, a separate custodial agreement may be required, specifying the responsibilities of The Bank of New York regarding the safekeeping, settlement, and reporting of fund assets held in custody. Conclusion: The Hawaii Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York forms the cornerstone of a professional relationship, ensuring effective management, compliance, and optimal growth of the fund's assets located in Hawaii. The agreement's in-depth description outlines the services provided, responsibilities, fee structures, and the types of agreements that can accompany the main advisory agreement, providing clarity and a solid framework for both parties involved.