Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages
Title: Hawaii Distribution Agreement: Ingenuity Capital Management, LLC and Daugherty Capital Markets Introduction: The Hawaii Distribution Agreement serves as a critical framework that outlines the partnership between Ingenuity Capital Management, LLC and Daugherty Capital Markets in the distribution and promotion of financial products and services in the Hawaiian market. With a focus on delivering premium investment solutions to clients, this agreement ensures a fruitful collaboration between the two entities. This article provides a detailed description of the Hawaii Distribution Agreement, its purpose, terms, and any variations that might exist. 1. Purpose of the Agreement: The Hawaii Distribution Agreement aims to establish a formal channel for the distribution and marketing of investment products and services offered by Ingenuity Capital Management, LLC through the expertise and network of Daugherty Capital Markets. By combining their respective strengths, the agreement aims to cater to the diverse investment needs of clientele in the Hawaiian market. 2. Scope of the Agreement: a. Product Range: The agreement encompasses the distribution of all investment products and services provided by Ingenuity Capital Management, LLC, including but not limited to investment funds, managed accounts, retirement plans, and investment advisory services. b. Geographic Focus: The agreement specifically targets the Hawaiian market, leveraging Daugherty Capital Markets' extensive local network and expertise to effectively reach potential investors and market the offerings of Ingenuity Capital Management, LLC. 3. Key Terms and Conditions: a. Distribution Rights: Daugherty Capital Markets is granted the exclusive right to distribute and market the investment products and services of Ingenuity Capital Management, LLC within Hawaii. b. Compliance and Regulatory Requirements: Both parties will ensure strict compliance with all relevant laws, regulations, and licensing requirements applicable to investment product distribution in Hawaii. c. Marketing and Promotion: Daugherty Capital Markets will undertake the responsibility of developing comprehensive marketing and promotional strategies to increase awareness and acceptance of Ingenuity Capital Management's offerings in the Hawaiian market. d. Reporting and Data Sharing: Both entities will maintain a transparent reporting process to exchange relevant distribution and sales data regularly. This will facilitate monitoring and evaluation of distribution efforts and enable necessary strategic adjustments. Different types of Hawaii Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets: 1. Exclusive Distribution Agreement: This type of agreement enables Daugherty Capital Markets to be the sole distributor of Ingenuity Capital Management's investment products and services in Hawaii. Such exclusivity often grants Daugherty Capital Markets additional marketing support and incentives. 2. Non-Exclusive Distribution Agreement: This variation allows Ingenuity Capital Management to engage multiple distribution partners within Hawaii alongside Daugherty Capital Markets, enabling a wider reach and potential client base. 3. Limited Distribution Agreement: In some cases, the agreement might be limited to specific investment products or services offered by Ingenuity Capital Management. This variation provides focused distribution efforts for particular offerings. Conclusion: The Hawaii Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets showcases their commitment to providing outstanding investment solutions to the Hawaiian market. By establishing a formal collaboration, this agreement enables both entities to leverage their combined strengths, ultimately benefiting Hawaiian investors seeking innovative financial opportunities.
Title: Hawaii Distribution Agreement: Ingenuity Capital Management, LLC and Daugherty Capital Markets Introduction: The Hawaii Distribution Agreement serves as a critical framework that outlines the partnership between Ingenuity Capital Management, LLC and Daugherty Capital Markets in the distribution and promotion of financial products and services in the Hawaiian market. With a focus on delivering premium investment solutions to clients, this agreement ensures a fruitful collaboration between the two entities. This article provides a detailed description of the Hawaii Distribution Agreement, its purpose, terms, and any variations that might exist. 1. Purpose of the Agreement: The Hawaii Distribution Agreement aims to establish a formal channel for the distribution and marketing of investment products and services offered by Ingenuity Capital Management, LLC through the expertise and network of Daugherty Capital Markets. By combining their respective strengths, the agreement aims to cater to the diverse investment needs of clientele in the Hawaiian market. 2. Scope of the Agreement: a. Product Range: The agreement encompasses the distribution of all investment products and services provided by Ingenuity Capital Management, LLC, including but not limited to investment funds, managed accounts, retirement plans, and investment advisory services. b. Geographic Focus: The agreement specifically targets the Hawaiian market, leveraging Daugherty Capital Markets' extensive local network and expertise to effectively reach potential investors and market the offerings of Ingenuity Capital Management, LLC. 3. Key Terms and Conditions: a. Distribution Rights: Daugherty Capital Markets is granted the exclusive right to distribute and market the investment products and services of Ingenuity Capital Management, LLC within Hawaii. b. Compliance and Regulatory Requirements: Both parties will ensure strict compliance with all relevant laws, regulations, and licensing requirements applicable to investment product distribution in Hawaii. c. Marketing and Promotion: Daugherty Capital Markets will undertake the responsibility of developing comprehensive marketing and promotional strategies to increase awareness and acceptance of Ingenuity Capital Management's offerings in the Hawaiian market. d. Reporting and Data Sharing: Both entities will maintain a transparent reporting process to exchange relevant distribution and sales data regularly. This will facilitate monitoring and evaluation of distribution efforts and enable necessary strategic adjustments. Different types of Hawaii Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets: 1. Exclusive Distribution Agreement: This type of agreement enables Daugherty Capital Markets to be the sole distributor of Ingenuity Capital Management's investment products and services in Hawaii. Such exclusivity often grants Daugherty Capital Markets additional marketing support and incentives. 2. Non-Exclusive Distribution Agreement: This variation allows Ingenuity Capital Management to engage multiple distribution partners within Hawaii alongside Daugherty Capital Markets, enabling a wider reach and potential client base. 3. Limited Distribution Agreement: In some cases, the agreement might be limited to specific investment products or services offered by Ingenuity Capital Management. This variation provides focused distribution efforts for particular offerings. Conclusion: The Hawaii Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets showcases their commitment to providing outstanding investment solutions to the Hawaiian market. By establishing a formal collaboration, this agreement enables both entities to leverage their combined strengths, ultimately benefiting Hawaiian investors seeking innovative financial opportunities.