Hawaii Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding Rendering Certain Sub-Administrative Services

• Category: Corporations - Public - Administration
• State: Multi-State
• Control #: US-EG-9408
• Format: Word; Rich Text

Description

Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding the retention of Investor Services Group to render certain sub-administrative services with respect to investment portfolios dated October 1, The Hawaii Sub-Administration Agreement between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. is a contractual agreement that outlines the provision of specific sub-administrative services by EPSF Advisors to First Data. This agreement is specific to the state of Hawaii and is designed to ensure efficient and accurate handling of administrative tasks related to investment services. Key services covered under the Hawaii Sub-Administration Agreement may include: 1. Account maintenance: EPSF Advisors will be responsible for maintaining and updating investment accounts, ensuring accurate recording of transactions, and facilitating necessary paperwork. 2. Record-keeping: EPSF Advisors will maintain comprehensive records of investment activities, including transaction details, dividend distributions, and shareholder communications. 3. Reporting: EPSF Advisors will generate periodic reports summarizing investment performance, portfolio valuation, and any relevant regulatory compliance information. 4. Tax support: EPSF Advisors will assist in tax-related matters, such as preparing tax statements, providing necessary documentation for tax filing, and addressing any tax-related queries. 5. Client servicing: EPSF Advisors will handle client inquiries, provide support regarding account management and investment-related queries from investors or shareholders. 6. Compliance and regulatory support: EPSF Advisors will ensure compliance with relevant legal and regulatory requirements, providing necessary assistance during audits and inspections. 7. Risk management: EPSF Advisors will help identify and mitigate potential risks associated with sub-administrative services, implementing necessary controls and procedures. It's important to note that the specifics of the Hawaii Sub-Administration Agreement may vary based on the unique requirements and preferences of First Data and EPSF Advisors, as well as any applicable regulatory guidelines.

The Hawaii Sub-Administration Agreement between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. is a contractual agreement that outlines the provision of specific sub-administrative services by EPSF Advisors to First Data. This agreement is specific to the state of Hawaii and is designed to ensure efficient and accurate handling of administrative tasks related to investment services. Key services covered under the Hawaii Sub-Administration Agreement may include: 1. Account maintenance: EPSF Advisors will be responsible for maintaining and updating investment accounts, ensuring accurate recording of transactions, and facilitating necessary paperwork. 2. Record-keeping: EPSF Advisors will maintain comprehensive records of investment activities, including transaction details, dividend distributions, and shareholder communications. 3. Reporting: EPSF Advisors will generate periodic reports summarizing investment performance, portfolio valuation, and any relevant regulatory compliance information. 4. Tax support: EPSF Advisors will assist in tax-related matters, such as preparing tax statements, providing necessary documentation for tax filing, and addressing any tax-related queries. 5. Client servicing: EPSF Advisors will handle client inquiries, provide support regarding account management and investment-related queries from investors or shareholders. 6. Compliance and regulatory support: EPSF Advisors will ensure compliance with relevant legal and regulatory requirements, providing necessary assistance during audits and inspections. 7. Risk management: EPSF Advisors will help identify and mitigate potential risks associated with sub-administrative services, implementing necessary controls and procedures. It's important to note that the specifics of the Hawaii Sub-Administration Agreement may vary based on the unique requirements and preferences of First Data and EPSF Advisors, as well as any applicable regulatory guidelines.