Idaho Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets

• Category: Corporations - Public - Distribution
• State: Multi-State
• Control #: US-EG-9180
• Format: Word; Rich Text

Description

Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages Idaho Distribution Agreement between Ingenuity Capital Management, LLC (ICM) and Daugherty Capital Markets (RCM) is a legally binding contract outlining the terms and conditions under which RCM becomes a distributor for ICM's investment products and services in the state of Idaho. This agreement aims to facilitate the distribution, promotion, and sale of ICM's investment offerings to investors located in Idaho through RCM's established network and expertise in the financial industry. The Idaho Distribution Agreement covers various aspects such as the responsibilities and obligations of both parties, including marketing and promotion, compliance with regulatory requirements, account servicing, reporting, and compensation. It establishes a framework for a mutually beneficial partnership, ensuring that both ICM and RCM work collaboratively towards achieving the common goal of expanding the distribution and reach of ICM's investment products within Idaho. Under this agreement, RCM acts as a distributor of ICM's investment products, offering them to its network of clients in Idaho. RCM may engage in promotional activities, such as organizing seminars, webinars, or other educational events, to create awareness and generate interest in ICM's investment offerings. RCM is responsible for ensuring compliance with all applicable laws, rules, and regulations pertaining to the distribution of investment products in Idaho. ICM, on the other hand, is responsible for providing RCM with all the necessary marketing materials, product information, and training to ensure accurate representation of its investment products. ICM also commits to supporting RCM in resolving any investor queries, concerns, or issues related to the distribution of its products. In addition to the main Idaho Distribution Agreement, there may be specific types of agreements between ICM and RCM based on the nature of the products being distributed. These additional agreements may include: 1. Mutual Fund Distribution Agreement: This type of agreement specifically focuses on the distribution of ICM's mutual fund products. It outlines the specific terms and conditions related to the marketing, sale, and servicing of these products within the state of Idaho. 2. Insurance Distribution Agreement: If ICM offers insurance-based investment products, a separate agreement may be established to govern the distribution of these products through RCM's network. This agreement would outline the unique considerations and requirements related to insurance product distribution. 3. Managed Account Distribution Agreement: If ICM provides managed account services, a distinct agreement may be created to regulate the distribution and sale of these services within Idaho. The agreement would address aspects such as account set-up, ongoing management, and compensation structure. In summary, the Idaho Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a comprehensive contract that establishes the terms and conditions for the distribution, promotion, and sale of ICM's investment products in Idaho. Through this agreement and potentially additional related agreements, ICM and RCM aim to collaborate effectively, expand market reach, and meet the investment needs of clients in Idaho.

Idaho Distribution Agreement between Ingenuity Capital Management, LLC (ICM) and Daugherty Capital Markets (RCM) is a legally binding contract outlining the terms and conditions under which RCM becomes a distributor for ICM's investment products and services in the state of Idaho. This agreement aims to facilitate the distribution, promotion, and sale of ICM's investment offerings to investors located in Idaho through RCM's established network and expertise in the financial industry. The Idaho Distribution Agreement covers various aspects such as the responsibilities and obligations of both parties, including marketing and promotion, compliance with regulatory requirements, account servicing, reporting, and compensation. It establishes a framework for a mutually beneficial partnership, ensuring that both ICM and RCM work collaboratively towards achieving the common goal of expanding the distribution and reach of ICM's investment products within Idaho. Under this agreement, RCM acts as a distributor of ICM's investment products, offering them to its network of clients in Idaho. RCM may engage in promotional activities, such as organizing seminars, webinars, or other educational events, to create awareness and generate interest in ICM's investment offerings. RCM is responsible for ensuring compliance with all applicable laws, rules, and regulations pertaining to the distribution of investment products in Idaho. ICM, on the other hand, is responsible for providing RCM with all the necessary marketing materials, product information, and training to ensure accurate representation of its investment products. ICM also commits to supporting RCM in resolving any investor queries, concerns, or issues related to the distribution of its products. In addition to the main Idaho Distribution Agreement, there may be specific types of agreements between ICM and RCM based on the nature of the products being distributed. These additional agreements may include: 1. Mutual Fund Distribution Agreement: This type of agreement specifically focuses on the distribution of ICM's mutual fund products. It outlines the specific terms and conditions related to the marketing, sale, and servicing of these products within the state of Idaho. 2. Insurance Distribution Agreement: If ICM offers insurance-based investment products, a separate agreement may be established to govern the distribution of these products through RCM's network. This agreement would outline the unique considerations and requirements related to insurance product distribution. 3. Managed Account Distribution Agreement: If ICM provides managed account services, a distinct agreement may be created to regulate the distribution and sale of these services within Idaho. The agreement would address aspects such as account set-up, ongoing management, and compensation structure. In summary, the Idaho Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a comprehensive contract that establishes the terms and conditions for the distribution, promotion, and sale of ICM's investment products in Idaho. Through this agreement and potentially additional related agreements, ICM and RCM aim to collaborate effectively, expand market reach, and meet the investment needs of clients in Idaho.