Illinois Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

• Category: Corporations - Public - Restructuring
• State: Multi-State
• Control #: US-CC-7-644
• Format: Word; Rich Text

Description

This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats.

The Illinois Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legally binding contract outlining the terms and conditions under which Berger and Berman Management, Inc. agrees to act as a sub-advisor for clients in the state of Illinois. This agreement establishes the relationship between Berger and Berman Management, Inc. and its clients, providing a comprehensive framework for managing investments and providing advisory services. Berger and Berman Management, Inc. is a trusted investment management firm with a strong track record in the industry. They offer various types of sub-advisory agreements tailored to meet the specific needs of their clients in Illinois. These agreements may include: 1. Illinois Sub-Advisory Agreement for Individual Investors: This type of agreement caters to individual investors in Illinois who seek professional advice and management of their investment portfolios. Berger and Berman Management, Inc. will provide personalized investment strategies, asset allocation recommendations, and ongoing monitoring and reporting on the performance of the investments. 2. Illinois Sub-Advisory Agreement for Institutional Investors: Designed for institutional investors, such as pension funds, endowments, and foundations in Illinois, this agreement offers specialized investment management services. Berger and Berman Management, Inc. will work closely with the institution to develop customized investment strategies aligned with their objectives, risk tolerance, and regulatory compliance requirements. 3. Illinois Sub-Advisory Agreement for Wealth Management Firms: Wealth management firms in Illinois can enter into this agreement with Berger and Berman Management, Inc. to enhance their investment offerings for clients. Berger and Berman Management, Inc. will serve as a sub-advisor, providing expertise in specific asset classes, investment styles, or market segments to complement the wealth management firm's capabilities. The Illinois Sub-Advisory Agreement covers various essential aspects, including: a) Roles and Responsibilities: Clearly defining the roles and responsibilities of both parties involved, such as the sub-advisor's duty to provide investment recommendations, execution of trades, and ongoing monitoring of investments. b) Compensation: Outlining the fee structure for the sub-advisory services provided by Berger and Berman Management, Inc., ensuring transparency and a fair arrangement for both parties. c) Termination Clause: Establishing the conditions under which either party can terminate the agreement, including notice periods and any associated penalties or fees. d) Confidentiality and Non-Disclosure: Ensuring the protection of confidential information shared between the parties, aligning with regulatory requirements and industry best practices. e) Governing Law: Specifying that the agreement is governed by the laws of the state of Illinois, ensuring any disputes or conflicts are resolved according to the applicable legal framework. The Illinois Sub-Advisory Agreement of Berger and Berman Management, Inc. reflects their commitment to providing tailored investment solutions and exceptional client service to individuals, institutions, and wealth management firms in Illinois. By entering into this agreement, clients can gain access to Berger and Berman Management, Inc.'s expertise and benefit from their proven investment strategies to meet their financial goals within the Illinois market.