Illinois Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets refers to a legal document that establishes the terms and conditions for the distribution of financial products and services in the state of Illinois. This agreement outlines the rights and responsibilities of both parties, Ingenuity Capital Management, LLC as the distributor and Daugherty Capital Markets as the maker or issuer of the financial products. The agreement covers various key aspects, including but not limited to: 1. Exclusive Distribution Rights: The agreement assigns exclusive distribution rights to Ingenuity Capital Management, LLC for Daugherty Capital Markets' financial products and services within the state of Illinois. This means that Ingenuity Capital Management, LLC becomes the sole authorized distributor of Daugherty Capital Markets' offerings in the designated region. 2. Terms and Duration: The agreement specifies the duration of the distribution arrangement, outlining the initial term and any renewal terms. It may also mention provisions for termination or renegotiation of the agreement. 3. Distribution Obligations: The agreement defines the obligations of Ingenuity Capital Management, LLC regarding the distribution of Daugherty Capital Markets' financial products. This includes marketing and promotional activities, customer outreach, and maintaining a high level of service quality to clients. 4. Compliance and Regulatory Requirements: The distribution agreement highlights the importance of complying with all relevant state and federal laws, regulations, and industry standards. It may outline the specific compliance obligations for both parties, emphasizing the need for adherence to securities laws, anti-money laundering provisions, and any other applicable regulations. 5. Compensation and Fees: The agreement addresses the compensation structure for Ingenuity Capital Management, LLC as the distributor. It may outline the commission rates, any performance-based incentives, or other forms of compensation. Additionally, it may mention details regarding the payment of fees, how they are calculated, and when they are due. 6. Intellectual Property and Confidentiality: The agreement may include provisions related to the protection of intellectual property rights and maintaining the confidentiality of proprietary information. This ensures that both parties safeguard sensitive data, trade secrets, and client-related information. 7. Indemnification and Liability: The distribution agreement may outline the indemnification obligations of both parties, stating the circumstances under which each party will be responsible for any losses, damages, or legal actions arising from the distribution activities. Different types of Illinois Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include variations based on the specific financial products being distributed, target market segments, or other relevant factors. Examples of these variations could include agreements specifically for the distribution of mutual funds, exchange-traded funds (ETFs), closed-end funds, or other investment vehicles. Keywords: Illinois, distribution agreement, Ingenuity Capital Management, LLC, Daugherty Capital Markets, financial products, exclusive distribution rights, terms and duration, distribution obligations, compliance and regulatory requirements, compensation and fees, intellectual property, confidentiality, indemnification, liability.
Illinois Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets
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How to fill out Illinois Distribution Agreement Between Ingenuity Capital Management, LLC And Rafferty Capital Markets?
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