Indiana Distribution Agreement regarding the continuous offering of the Trust's transferable shares of beneficial interest

• Category: Corporations - Public - Distribution
• State: Multi-State
• Control #: US-EG-9319
• Format: Word; Rich Text

Description

Distribution Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the continuous offering of the Trust's transferable shares of beneficial interest (without par value) in order to promote the growth In Indiana, a Distribution Agreement plays a crucial role in the continuous offering of a Trust's transferable shares of beneficial interest. This agreement outlines the terms and conditions for the distribution of these shares to investors. By complying with the provisions set out in this agreement, the trust effectively offers its securities to the public for purchase. The Indiana Distribution Agreement encompasses various key elements to ensure transparency and regulatory compliance throughout the continuous offering process. These elements may include, but are not limited to: 1. Terms and Conditions: The agreement defines the terms and conditions under which the trust offers its transferable shares, including the minimum investment amount, subscription process, and any restrictions or limitations imposed on potential investors. 2. Registration Requirements: The agreement specifies the necessary registration requirements to legally offer and sell the trust's transferable shares in accordance with Indiana securities laws. Complying with these regulations ensures investor protection and maintains market integrity. 3. Disclosure Obligations: The agreement sets forth the trust's obligation to provide prospective investors with accurate and comprehensive disclosure materials. This includes a detailed prospectus or offering memorandum that outlines the investment's key features, potential risks, management team, financial information, and other material facts necessary for making an informed investment decision. 4. Investor Suitability Criteria: The agreement may establish certain investor eligibility criteria, such as the investor's net worth, income, or investment experience, to determine if they are suitable candidates for the trust's transferable shares. These criteria help ensure that investors understand the risks involved and have the financial capacity to bear such risks. 5. Compensation and Expenses: The agreement may outline the compensation structure for brokers or dealers involved in distributing the trust's transferable shares. It may also include details regarding the payment of any expenses related to the continuous offering, such as marketing costs or legal fees. While a specific type of Indiana Distribution Agreement applicable to the continuous offering of a Trust's transferable shares may not be explicitly defined, it is essential to consult legal professionals familiar with Indiana securities laws to ensure compliance with specific regulations and requirements. In summary, the Indiana Distribution Agreement serves as a legal framework governing the continuous offering of a Trust's transferable shares of beneficial interest. It encompasses crucial elements such as terms and conditions, registration requirements, disclosure obligations, investor suitability criteria, and compensation arrangements. By adhering to these provisions, the trust can effectively offer its securities to the public while complying with relevant securities regulations.

In Indiana, a Distribution Agreement plays a crucial role in the continuous offering of a Trust's transferable shares of beneficial interest. This agreement outlines the terms and conditions for the distribution of these shares to investors. By complying with the provisions set out in this agreement, the trust effectively offers its securities to the public for purchase. The Indiana Distribution Agreement encompasses various key elements to ensure transparency and regulatory compliance throughout the continuous offering process. These elements may include, but are not limited to: 1. Terms and Conditions: The agreement defines the terms and conditions under which the trust offers its transferable shares, including the minimum investment amount, subscription process, and any restrictions or limitations imposed on potential investors. 2. Registration Requirements: The agreement specifies the necessary registration requirements to legally offer and sell the trust's transferable shares in accordance with Indiana securities laws. Complying with these regulations ensures investor protection and maintains market integrity. 3. Disclosure Obligations: The agreement sets forth the trust's obligation to provide prospective investors with accurate and comprehensive disclosure materials. This includes a detailed prospectus or offering memorandum that outlines the investment's key features, potential risks, management team, financial information, and other material facts necessary for making an informed investment decision. 4. Investor Suitability Criteria: The agreement may establish certain investor eligibility criteria, such as the investor's net worth, income, or investment experience, to determine if they are suitable candidates for the trust's transferable shares. These criteria help ensure that investors understand the risks involved and have the financial capacity to bear such risks. 5. Compensation and Expenses: The agreement may outline the compensation structure for brokers or dealers involved in distributing the trust's transferable shares. It may also include details regarding the payment of any expenses related to the continuous offering, such as marketing costs or legal fees. While a specific type of Indiana Distribution Agreement applicable to the continuous offering of a Trust's transferable shares may not be explicitly defined, it is essential to consult legal professionals familiar with Indiana securities laws to ensure compliance with specific regulations and requirements. In summary, the Indiana Distribution Agreement serves as a legal framework governing the continuous offering of a Trust's transferable shares of beneficial interest. It encompasses crucial elements such as terms and conditions, registration requirements, disclosure obligations, investor suitability criteria, and compensation arrangements. By adhering to these provisions, the trust can effectively offer its securities to the public while complying with relevant securities regulations.