Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets

• Category: Corporations - Public - Distribution
• State: Multi-State
• Control #: US-EG-9180
• Format: Word; Rich Text

Description

Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages A Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that outlines the terms and conditions governing the distribution of financial products and services within the state of Kentucky. This agreement serves as a framework for the collaboration between these two entities in order to facilitate the marketing and sale of investment products to clients in Kentucky. The Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets aims to ensure compliance with applicable laws, regulations, and licensing requirements in Kentucky. It outlines the responsibilities, rights, and obligations of both parties involved in the distribution process. Specifically, this agreement defines the scope of distribution activities permitted by Ingenuity Capital Management, LLC within the Kentucky market, including the types of financial products and services that can be distributed. It may encompass various investment products such as mutual funds, exchange-traded funds (ETFs), alternative investments, and other securities. The agreement addresses marketing and advertising activities, setting guidelines and restrictions to ensure that all promotions comply with the relevant laws and regulations governing the financial industry in Kentucky. It may also cover disclosure requirements to protect investors and ensure transparency in the distribution process. Furthermore, the Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets may outline the compensation structure for the distribution of financial products. This could include fees, commissions, or other forms of compensation to be paid by one party to the other in exchange for the distribution services provided. If there are different types of Kentucky Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets, they may refer to specific subsets of financial products or services or may be tailored to cater to different client segments. For example, there could be separate agreements for the distribution of fixed-income products, equity products, or retirement planning services in Kentucky. Overall, the Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets aims to establish a framework for the distribution of financial products and services, ensuring compliance with applicable laws and regulations while providing a mutually beneficial partnership for both parties involved.

A Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that outlines the terms and conditions governing the distribution of financial products and services within the state of Kentucky. This agreement serves as a framework for the collaboration between these two entities in order to facilitate the marketing and sale of investment products to clients in Kentucky. The Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets aims to ensure compliance with applicable laws, regulations, and licensing requirements in Kentucky. It outlines the responsibilities, rights, and obligations of both parties involved in the distribution process. Specifically, this agreement defines the scope of distribution activities permitted by Ingenuity Capital Management, LLC within the Kentucky market, including the types of financial products and services that can be distributed. It may encompass various investment products such as mutual funds, exchange-traded funds (ETFs), alternative investments, and other securities. The agreement addresses marketing and advertising activities, setting guidelines and restrictions to ensure that all promotions comply with the relevant laws and regulations governing the financial industry in Kentucky. It may also cover disclosure requirements to protect investors and ensure transparency in the distribution process. Furthermore, the Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets may outline the compensation structure for the distribution of financial products. This could include fees, commissions, or other forms of compensation to be paid by one party to the other in exchange for the distribution services provided. If there are different types of Kentucky Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets, they may refer to specific subsets of financial products or services or may be tailored to cater to different client segments. For example, there could be separate agreements for the distribution of fixed-income products, equity products, or retirement planning services in Kentucky. Overall, the Kentucky Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets aims to establish a framework for the distribution of financial products and services, ensuring compliance with applicable laws and regulations while providing a mutually beneficial partnership for both parties involved.