The Kentucky Investment Management Agreement (LIMA) is a legal document that outlines the terms and conditions regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. for providing management and investment advisory services in the state of Kentucky. This agreement is crucial for individuals or institutions seeking professional guidance in managing their investments and requires the expertise of a reputable financial advisor. Keywords: Kentucky Investment Management Agreement, Morgan Stanley Dean Witter Advisors, Inc., management services, investment advisory services, employment, terms and conditions, legal document, financial advisor, professional guidance, investments. Different types of Kentucky Investment Management Agreement under the employment of Morgan Stanley Dean Witter Advisors, Inc.: 1. Individual LIMA: This agreement is designed for individual investors seeking personalized investment management and advisory services. It focuses on tailoring investment strategies to meet the specific financial goals and risk tolerance of the individual client. 2. Institutional LIMA: Institutions such as pension funds, endowments, or foundations may enter into a separate agreement with Morgan Stanley Dean Witter Advisors, Inc. This agreement addresses the unique investment objectives and requirements of institutional clients, considering factors like liquidity needs and regulatory compliance. 3. High-Net-Worth LIMA: High-net-worth individuals often have complex financial situations and require specialized investment management solutions. This agreement caters to their unique needs and aims to maximize portfolio growth and wealth preservation. 4. Retirement LIMA: This agreement is specifically designed for individuals or entities managing retirement plans, such as 401(k) accounts or Individual Retirement Accounts (IRAs). It focuses on ensuring the best possible returns while maintaining compliance with retirement account regulations and guidelines. 5. Trust LIMA: Trusts require careful management and long-term planning. This agreement encompasses investment strategies that align with the goals and objectives outlined in the trust document. It considers factors like distribution requirements, beneficiary needs, and fiduciary responsibilities. Each type of Kentucky Investment Management Agreement with Morgan Stanley Dean Witter Advisors, Inc. ensures that all parties involved have a clear understanding of expectations, responsibilities, and the scope of services being provided. It establishes a solid foundation for a successful and mutually beneficial professional relationship in managing and advising investments.
Kentucky Investment Management Agreement regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to render management and investment advisory services
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How to fill out Kentucky Investment Management Agreement Regarding The Employment Of Morgan Stanley Dean Witter Advisors, Inc. To Render Management And Investment Advisory Services?
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The ultimate parent undertaking and controlling entity of the Company is Morgan Stanley, which together with the Group and Morgan Stanley's other subsidiary undertakings, forms the ?Morgan Stanley Group?.
Top 10 Owners of Morgan Stanley StockholderStakeShares ownedThe Vanguard Group, Inc.6.29%104,256,483BlackRock Fund Advisors3.47%57,548,769JPMorgan Investment Management, I...2.38%39,406,559Wellington Management Co. LLP1.98%32,819,6166 more rows
Purcell was named chairman and chief executive of what became Morgan Stanley, Dean Witter, Discover & Company, later shortened to Morgan Stanley in March 2001. Mack stayed on as president until 2001.
(''Dean Witter Discover'') and Morgan Stanley Group Inc. (''Morgan Stanley'') and was formed pursuant to a merger of equals that was effected on (the ''Merger''). MSDW was originally incorporated under the laws of the State of Delaware in 1981, and its predecessor companies date back to 1924.
Morgan Stanley and Dean Witter merged in 1997, creating America's largest asset management company and securities firm in terms of equity capital. The resulting name, Morgan Stanley, Dean Witter, Discover & Company, was shortened to Morgan Stanley in March 2001.
Dean Witter's net worth as of Aug. 31 was $103.4 million, and Reynolds' net worth on June 30 was $62.8 million. Witter has 146 brokerage offices with 2,200 account executives in 39 states and Reynolds has 84 U.S. offices with 1,350 account executives.
In addition to the acquisition of Dean Witter, Sears also acquired Coldwell Banker, the real estate brokerage company in 1981. Sears intended for Dean Witter to form the foundation for a larger Sears Financial Services Network that would be available to customers through the company's retail stores.