Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

• Category: Corporations - Public
• State: Multi-State
• Control #: US-EG-9320
• Format: Word; Rich Text

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. Title: Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.: Comprehensive Overview and Types Introduction: The Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a contractual document that establishes a mutually beneficial business relationship between the two parties. This agreement outlines the terms and conditions that govern the buying and selling of securities in the state of Kentucky. In this detailed description, we will discuss the main aspects covered by this agreement, its significance, and any types or variations applicable in this context. 1. Definition and Purpose: The Kentucky Dealers Agreement serves as a legally-binding contract that defines the rights, responsibilities, and obligations of Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in relation to the sale and distribution of securities within the state. It aims to promote transparency, fairness, and compliance with the regulatory framework established by Kentucky state authorities. 2. Scope of Agreement: This agreement covers various areas, including but not limited to: a. Securities Distribution: The agreement outlines the terms through which Active Assets Premier Money Trust authorizes Morgan Stanley Dean Witter Advisors, Inc. to distribute its securities in Kentucky. This includes the types of securities involved, any limitations or restrictions on their sales, and the obligations of both parties concerning compliance with relevant regulations. b. Sales and Trading Mechanism: The agreement defines the methods and procedures for executing sales and trading transactions. It may include requirements for reporting, price determination, settlement procedures, transaction documentation, and any other relevant considerations specific to Kentucky. c. Representations and Warranties: This section details the representations and warranties made by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., ensuring the legality of the securities being offered, absence of material misstatements, and adherence to relevant laws. 3. Types of Kentucky Dealers Agreement: There might be different forms or variations of the Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. Some potential types could include: a. Initial Agreement: This type refers to the first agreement established between the two parties, which sets the foundation for their ongoing securities transactions and management activities in Kentucky. b. Renewal/Amendment Agreement: When necessary, the original agreement can be renewed or amended to accommodate changes in market conditions, regulatory requirements, or other business considerations. Such agreements document specific modifications to the original terms while keeping the core agreement intact. c. Termination Agreement: If either Active Assets Premier Money Trust or Morgan Stanley Dean Witter Advisors, Inc. wishes to terminate their relationship or agreement, a termination agreement defines the process for concluding any remaining matters, including the distribution of assets or final settlements. Conclusion: The Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a crucial document that regulates their securities-related activities within Kentucky. By providing clear guidelines for distribution, sales, and compliance, this agreement promotes a fair and transparent marketplace. The variations include initial agreements, renewal/amendment agreements, and termination agreements, allowing flexibility in the business relationship between the parties.

Title: Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.: Comprehensive Overview and Types Introduction: The Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a contractual document that establishes a mutually beneficial business relationship between the two parties. This agreement outlines the terms and conditions that govern the buying and selling of securities in the state of Kentucky. In this detailed description, we will discuss the main aspects covered by this agreement, its significance, and any types or variations applicable in this context. 1. Definition and Purpose: The Kentucky Dealers Agreement serves as a legally-binding contract that defines the rights, responsibilities, and obligations of Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in relation to the sale and distribution of securities within the state. It aims to promote transparency, fairness, and compliance with the regulatory framework established by Kentucky state authorities. 2. Scope of Agreement: This agreement covers various areas, including but not limited to: a. Securities Distribution: The agreement outlines the terms through which Active Assets Premier Money Trust authorizes Morgan Stanley Dean Witter Advisors, Inc. to distribute its securities in Kentucky. This includes the types of securities involved, any limitations or restrictions on their sales, and the obligations of both parties concerning compliance with relevant regulations. b. Sales and Trading Mechanism: The agreement defines the methods and procedures for executing sales and trading transactions. It may include requirements for reporting, price determination, settlement procedures, transaction documentation, and any other relevant considerations specific to Kentucky. c. Representations and Warranties: This section details the representations and warranties made by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., ensuring the legality of the securities being offered, absence of material misstatements, and adherence to relevant laws. 3. Types of Kentucky Dealers Agreement: There might be different forms or variations of the Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. Some potential types could include: a. Initial Agreement: This type refers to the first agreement established between the two parties, which sets the foundation for their ongoing securities transactions and management activities in Kentucky. b. Renewal/Amendment Agreement: When necessary, the original agreement can be renewed or amended to accommodate changes in market conditions, regulatory requirements, or other business considerations. Such agreements document specific modifications to the original terms while keeping the core agreement intact. c. Termination Agreement: If either Active Assets Premier Money Trust or Morgan Stanley Dean Witter Advisors, Inc. wishes to terminate their relationship or agreement, a termination agreement defines the process for concluding any remaining matters, including the distribution of assets or final settlements. Conclusion: The Kentucky Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a crucial document that regulates their securities-related activities within Kentucky. By providing clear guidelines for distribution, sales, and compliance, this agreement promotes a fair and transparent marketplace. The variations include initial agreements, renewal/amendment agreements, and termination agreements, allowing flexibility in the business relationship between the parties.