The Massachusetts Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legally binding contract between Berger and Berman Management, Inc. (the "Advisor") and a sub-advisor based in Massachusetts (the "Sub-Advisor"). This agreement outlines the terms and conditions for the provision of sub-advisory services by the Sub-Advisor to the Advisor within the state of Massachusetts. The agreement contains various sections, including but not limited to: 1. Parties: This section identifies the Advisor and the Sub-Advisor, providing their legal names, addresses, and contact information. 2. Scope of Services: This section defines the specific sub-advisory services the Sub-Advisor will provide to the Advisor. It may include portfolio management, investment research, trading, risk management, and other related functions. 3. Duties and Responsibilities: This section outlines the duties and responsibilities of both the Advisor and the Sub-Advisor. It specifies the Sub-Advisor's obligations regarding investment strategies, compliance with regulations, reporting requirements, and any other relevant responsibilities. 4. Compensation: This section details the compensation structure agreed upon by both parties. It may include management fees, performance-based fees, expense reimbursements, and other financial arrangements. The terms, timing, and calculation methods for compensation are typically outlined here. 5. Confidentiality: This section emphasizes the importance of confidentiality and the protection of proprietary information shared between the parties. It establishes guidelines for handling and safeguarding confidential data and prohibits unauthorized disclosure to third parties. 6. Term and Termination: This section specifies the duration of the agreement and the conditions under which either party can terminate the agreement. It may include notice periods, termination fees, and any other relevant provisions related to the termination process. 7. Governing Law and Dispute Resolution: This section determines the applicable laws governing the agreement and establishes methods for resolving disputes. It may specify arbitration or mediation processes to be followed in case of disagreements or conflicts. Different types of Massachusetts Sub-Advisory Agreements offered by Berger and Berman Management, Inc. may include variations tailored to specific investment strategies, asset classes, or client requirements. These variations may involve adjustments in compensation structure, scope of services, or other relevant terms based on the needs of the client or the particular investment product offered. Overall, the Massachusetts Sub-Advisory Agreement of Berger and Berman Management, Inc. provides a comprehensive framework for the relationship between the Advisor and the Sub-Advisor, ensuring transparency, accountability, and legal compliance in the provision of sub-advisory services within the state of Massachusetts.
Massachusetts Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
Description
How to fill out Massachusetts Sub-Advisory Agreement Of Neuberger And Berman Management, Inc.?
Discovering the right lawful record template could be a battle. Of course, there are a lot of templates available on the net, but how will you get the lawful type you require? Take advantage of the US Legal Forms site. The services offers a huge number of templates, including the Massachusetts Sub-Advisory Agreement of Neuberger and Berman Management, Inc., that can be used for organization and personal needs. Every one of the forms are inspected by professionals and satisfy federal and state needs.
In case you are previously authorized, log in to your bank account and click the Down load option to get the Massachusetts Sub-Advisory Agreement of Neuberger and Berman Management, Inc.. Make use of bank account to look through the lawful forms you might have purchased earlier. Proceed to the My Forms tab of your bank account and have one more backup of the record you require.
In case you are a new user of US Legal Forms, listed here are simple instructions for you to comply with:
- Initial, make sure you have selected the appropriate type for your area/state. You are able to look over the form utilizing the Review option and browse the form explanation to guarantee this is basically the best for you.
- When the type does not satisfy your needs, take advantage of the Seach discipline to find the right type.
- Once you are positive that the form is suitable, go through the Acquire now option to get the type.
- Pick the pricing plan you want and enter in the essential information. Design your bank account and buy your order using your PayPal bank account or credit card.
- Pick the data file file format and down load the lawful record template to your product.
- Complete, revise and print out and sign the obtained Massachusetts Sub-Advisory Agreement of Neuberger and Berman Management, Inc..
US Legal Forms is definitely the greatest collection of lawful forms that you can see various record templates. Take advantage of the company to down load appropriately-manufactured papers that comply with status needs.
Form popularity
FAQ
Neuberger Berman BD LLC is a registered broker-dealer and member FINRA/SIPC.
Neuberger Berman's range of fund types includes UCITS, QIAIFs and private funds, among others. They span asset classes, investment styles and geographies, offering investors a broad range of options to suit their investment objectives.
Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.
Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
Neuberger Berman is a private, independent, employee-owned investment manager?a rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.