Massachusetts Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a legally binding contract that outlines the terms and conditions governing the relationship between the two parties in the context of securities trading and investment activities. This agreement is specific to the state of Massachusetts and applies to Active Assets Premier Money Trust, a financial institution licensed to conduct business in Massachusetts, and Morgan Stanley Dean Witter Advisors, Inc., a renowned investment advisory firm operating in the state. The Massachusetts Dealers Agreement serves as a comprehensive document covering various aspects of the partnership between the parties. It outlines the roles, responsibilities, and obligations of both Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. The agreement specifies the scope of services to be provided, the compensation structure, and the duration of the partnership. One of the primary purposes of the Massachusetts Dealers Agreement is to establish the conditions for the purchase, sale, and trading of securities between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It outlines the permitted types of securities, trading limits, and the procedures to be followed for executing trades in accordance with state regulations. The agreement defines the compliance and regulatory requirements that both parties must adhere to, ensuring that all activities are conducted in full compliance with relevant laws, including those specific to Massachusetts. It establishes mechanisms for reporting, record-keeping, and audits to facilitate transparency and monitoring of the activities undertaken by both firms. In addition to the general Massachusetts Dealers Agreement, there may be variations or supplemental agreements that focus on specific aspects of the partnership. These variations could include agreements related to specific investment products, advisory services, or additional compliance requirements. Some potential types of Massachusetts Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. could include: 1. Massachusetts Dealers Agreement — Investment Product Offering: This agreement may be specific to the offering of a particular investment product or fund managed by Active Assets Premier Money Trust, where Morgan Stanley Dean Witter Advisors, Inc. acts as the authorized dealer in Massachusetts. 2. Massachusetts Dealers Agreement — Compliance Addendum: This addendum could outline additional compliance requirements unique to Massachusetts, providing further clarity on reporting obligations, licensing, and any specific state regulations that must be followed. 3. Massachusetts Dealers Agreement — Performance-Based Compensation: This agreement could be applicable if the compensation structure between the two parties includes performance-based incentives, outlining the terms and conditions for calculating, disbursing, and tracking such compensation. These descriptions should provide a comprehensive overview of the Massachusetts Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., highlighting its purpose, essential components, and potential variations or addendums depending on the specific context or requirements of the partnership in Massachusetts.
Massachusetts Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
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