Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages
Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets: The Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that outlines the terms and conditions under which Ingenuity Capital Management, LLC will distribute its investment products through Daugherty Capital Markets in the state of Maryland. As a prominent investment management firm, Ingenuity Capital Management, LLC seeks to expand its reach and grow its client base in Maryland. By collaborating with Daugherty Capital Markets, a leading financial services company specializing in investment advisory and distribution, they aim to effectively market and distribute their investment offerings to investors residing in Maryland. Key components of the Maryland Distribution Agreement include: 1. Distribution Scope: The agreement clearly defines the geographic scope of distribution, limiting it to the state of Maryland. This provision ensures that Ingenuity Capital Management's products will only be marketed and sold to investors within the specified jurisdiction. 2. Product Portfolio: The agreement outlines the specific investment products that will be distributed through Daugherty Capital Markets. These may include mutual funds, ETFs (Exchange-Traded Funds), separate accounts, or other financial instruments offered by Ingenuity Capital Management. 3. Marketing and Sales Strategies: The agreement details the responsibilities of both parties in terms of marketing and promoting the investment products. It may include provisions regarding promotional materials, advertising campaigns, investor seminars, and other marketing initiatives aimed at enhancing product visibility and attracting potential investors. 4. Compensation and Fees: This section clarifies the compensation arrangements between Ingenuity Capital Management and Daugherty Capital Markets. It may specify sales-based commissions, distribution fees, or other forms of remuneration for the services rendered by Daugherty Capital Markets in distributing Ingenuity Capital Management's products. Different Types of Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets: While the specific types of agreements may vary based on the objectives and scope of the collaboration, some common variations of the Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets could include: a) Exclusive Distribution Agreement: This type of agreement grants Daugherty Capital Markets the exclusive right to distribute and market Ingenuity Capital Management's investment products solely within the state of Maryland. Such an arrangement ensures that no other entities or individuals can distribute these products in the specified region. b) Non-Exclusive Distribution Agreement: In contrast to an exclusive agreement, a non-exclusive distribution agreement allows Ingenuity Capital Management to collaborate with multiple distributors, including Daugherty Capital Markets, for a wider distribution reach in Maryland. This type of agreement can be beneficial when targeting a broader investor base. c) Limited-Term Distribution Agreement: This variation specifies a specific timeframe during which Daugherty Capital Markets can distribute Ingenuity Capital Management's products in Maryland. This type of agreement is useful for testing market demand or when exploring short-term distribution partnerships. d) Full-Service Distribution Agreement: A full-service distribution agreement typically encompasses not only the distribution of investment products but also additional value-added services provided by Daugherty Capital Markets. These services may include investor reporting, regulatory compliance, customer support, and other back-office functions. Overall, the Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets establishes a collaborative framework for effective distribution and marketing of investment products in Maryland. By leveraging their respective expertise and resources, both parties aim to maximize the visibility and accessibility of Ingenuity Capital Management's offerings to investors in the state.
Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets: The Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that outlines the terms and conditions under which Ingenuity Capital Management, LLC will distribute its investment products through Daugherty Capital Markets in the state of Maryland. As a prominent investment management firm, Ingenuity Capital Management, LLC seeks to expand its reach and grow its client base in Maryland. By collaborating with Daugherty Capital Markets, a leading financial services company specializing in investment advisory and distribution, they aim to effectively market and distribute their investment offerings to investors residing in Maryland. Key components of the Maryland Distribution Agreement include: 1. Distribution Scope: The agreement clearly defines the geographic scope of distribution, limiting it to the state of Maryland. This provision ensures that Ingenuity Capital Management's products will only be marketed and sold to investors within the specified jurisdiction. 2. Product Portfolio: The agreement outlines the specific investment products that will be distributed through Daugherty Capital Markets. These may include mutual funds, ETFs (Exchange-Traded Funds), separate accounts, or other financial instruments offered by Ingenuity Capital Management. 3. Marketing and Sales Strategies: The agreement details the responsibilities of both parties in terms of marketing and promoting the investment products. It may include provisions regarding promotional materials, advertising campaigns, investor seminars, and other marketing initiatives aimed at enhancing product visibility and attracting potential investors. 4. Compensation and Fees: This section clarifies the compensation arrangements between Ingenuity Capital Management and Daugherty Capital Markets. It may specify sales-based commissions, distribution fees, or other forms of remuneration for the services rendered by Daugherty Capital Markets in distributing Ingenuity Capital Management's products. Different Types of Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets: While the specific types of agreements may vary based on the objectives and scope of the collaboration, some common variations of the Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets could include: a) Exclusive Distribution Agreement: This type of agreement grants Daugherty Capital Markets the exclusive right to distribute and market Ingenuity Capital Management's investment products solely within the state of Maryland. Such an arrangement ensures that no other entities or individuals can distribute these products in the specified region. b) Non-Exclusive Distribution Agreement: In contrast to an exclusive agreement, a non-exclusive distribution agreement allows Ingenuity Capital Management to collaborate with multiple distributors, including Daugherty Capital Markets, for a wider distribution reach in Maryland. This type of agreement can be beneficial when targeting a broader investor base. c) Limited-Term Distribution Agreement: This variation specifies a specific timeframe during which Daugherty Capital Markets can distribute Ingenuity Capital Management's products in Maryland. This type of agreement is useful for testing market demand or when exploring short-term distribution partnerships. d) Full-Service Distribution Agreement: A full-service distribution agreement typically encompasses not only the distribution of investment products but also additional value-added services provided by Daugherty Capital Markets. These services may include investor reporting, regulatory compliance, customer support, and other back-office functions. Overall, the Maryland Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets establishes a collaborative framework for effective distribution and marketing of investment products in Maryland. By leveraging their respective expertise and resources, both parties aim to maximize the visibility and accessibility of Ingenuity Capital Management's offerings to investors in the state.