Maine Form ADV-E (ADV-E Guidance) is a form that is issued by the Maine Office of Securities to provide guidance to securities professionals and firms operating in the state of Maine. The ADV-E Guidance outlines the registration requirements, filing procedures, and other important information related to the registration of investment advisors in Maine. It also provides guidance on the application process for registered investment advisors and the requirements for maintaining registration. There are two types of Maine Form ADV-E (ADV-E Guidance): Part 1A and Part 2A. Part 1A covers the registration process for investment advisors, including the information required to be included in the application, the fees associated with registration, and the procedures for becoming registered. Part 2A covers the requirements for maintaining registration, including annual updates to registration information and reports.
Maine Form ADV-E (ADV-E Guidance)
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