Maine Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc.

• Category: Corporations - Public - Investments
• State: Multi-State
• Control #: US-EG-9186
• Format: Word; Rich Text

Description

Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Association dated December 8, 1999. 4 pages Maine Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. The Maine Investment Advisory Agreement is a legally binding contract that outlines the terms and conditions for the provision of investment advisory services between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. This agreement specifically applies to investment advisory services rendered in the state of Maine. Under the agreement, First American Insurance Portfolios, Inc. acts as the investment advisor, leveraging its expertise to provide comprehensive investment advice and portfolio management strategies to clients. U.S. Bank National Assoc., on the other hand, functions as the trustee, custodian, and administrator of assets held within the investment portfolios. The agreement encompasses various critical components, including the objective and scope of the investment advisory services, fees and compensation structure, responsibilities of both parties, termination provisions, and dispute resolution mechanisms. In particular, the agreement may include: 1. Objectives and Scope: The agreement defines the goals and objectives of the investment advisory services provided by First American Insurance Portfolios, Inc. It outlines the scope of services, such as investment analysis, asset allocation, risk management, and performance reporting. 2. Fees and Compensation: The agreement specifies the fee structure for the investment advisory services rendered. It may outline the basis of compensation, such as a percentage of assets under management (AUM), and any additional fees or expenses that may arise. 3. Responsibilities: The respective responsibilities of both parties are clearly defined in the agreement. This includes the duty of First American Insurance Portfolios, Inc. to exercise care, diligence, and skill in advising clients, and the duty of U.S. Bank National Assoc. To act as the custodian, ensuring the safekeeping of the assets. 4. Termination: The agreement outlines the conditions under which either party may terminate the arrangement. This may include provisions for termination without cause, notice periods, and any associated fees or penalties. 5. Dispute Resolution: The agreement incorporates a mechanism for resolving disputes that may arise between the parties. It may involve arbitration, mediation, or any other agreed-upon methods. It is important to note that there may be variations in the agreement based on the specific nature of the investment advisory services offered, the client's investment approach, and any additional regulatory requirements imposed by the state of Maine. Overall, the Maine Investment Advisory Agreement establishes a clear framework for the proper management of investment portfolios, ensuring transparency, accountability, and the protection of the client's interests.

Maine Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. The Maine Investment Advisory Agreement is a legally binding contract that outlines the terms and conditions for the provision of investment advisory services between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. This agreement specifically applies to investment advisory services rendered in the state of Maine. Under the agreement, First American Insurance Portfolios, Inc. acts as the investment advisor, leveraging its expertise to provide comprehensive investment advice and portfolio management strategies to clients. U.S. Bank National Assoc., on the other hand, functions as the trustee, custodian, and administrator of assets held within the investment portfolios. The agreement encompasses various critical components, including the objective and scope of the investment advisory services, fees and compensation structure, responsibilities of both parties, termination provisions, and dispute resolution mechanisms. In particular, the agreement may include: 1. Objectives and Scope: The agreement defines the goals and objectives of the investment advisory services provided by First American Insurance Portfolios, Inc. It outlines the scope of services, such as investment analysis, asset allocation, risk management, and performance reporting. 2. Fees and Compensation: The agreement specifies the fee structure for the investment advisory services rendered. It may outline the basis of compensation, such as a percentage of assets under management (AUM), and any additional fees or expenses that may arise. 3. Responsibilities: The respective responsibilities of both parties are clearly defined in the agreement. This includes the duty of First American Insurance Portfolios, Inc. to exercise care, diligence, and skill in advising clients, and the duty of U.S. Bank National Assoc. To act as the custodian, ensuring the safekeeping of the assets. 4. Termination: The agreement outlines the conditions under which either party may terminate the arrangement. This may include provisions for termination without cause, notice periods, and any associated fees or penalties. 5. Dispute Resolution: The agreement incorporates a mechanism for resolving disputes that may arise between the parties. It may involve arbitration, mediation, or any other agreed-upon methods. It is important to note that there may be variations in the agreement based on the specific nature of the investment advisory services offered, the client's investment approach, and any additional regulatory requirements imposed by the state of Maine. Overall, the Maine Investment Advisory Agreement establishes a clear framework for the proper management of investment portfolios, ensuring transparency, accountability, and the protection of the client's interests.