Maine Participation Agreement between First American Ins. Portfolios, Inc., SET Investments Distribution Co.: The Maine Participation Agreement is a legally binding contract between First American Ins. Portfolios, Inc., and SET Investments Distribution Co., outlining the terms and conditions of their mutual business relationship in the state of Maine. This agreement governs the participation of First American Ins. Portfolios, Inc., as an investment portfolio provider, and SET Investments Distribution Co., as a distributor of investment products, within the Maine market. Keywords: Maine, Participation Agreement, First American Ins. Portfolios, Inc., SET Investments Distribution Co. Under this agreement, both parties agree to cooperate and collaborate in compliance with the relevant laws, regulations, and guidelines of the state of Maine. The agreement ensures the proper functioning and operation of their business activities to best serve the interests of investors within the state. The Maine Participation Agreement encompasses various aspects relevant to their partnership, including but not limited to: 1. Business Relationship: The agreement defines the nature of the relationship between First American Ins. Portfolios, Inc., and SET Investments Distribution Co. They establish their roles, responsibilities, and obligations towards each other concerning the distribution and offering of investment products in Maine. 2. Product Portfolio: The agreement specifies the investment products that First American Ins. Portfolios, Inc., can offer and SET Investments Distribution Co. can distribute in the state. It may include mutual funds, exchange-traded funds (ETFs), retirement plans, and other investment vehicles. The agreement also outlines the process for updating or modifying the product portfolio. 3. Distribution Channels: The Participation Agreement delineates the distribution channels through which SET Investments Distribution Co. can offer the investment products provided by First American Ins. Portfolios, Inc. This may include financial advisors, registered representatives, broker-dealers, and other authorized intermediaries involved in marketing and selling investment products. 4. Marketing and Advertising: The agreement may outline the guidelines, restrictions, and standards pertaining to marketing and advertising practices within Maine. Both parties agree to comply with applicable laws and regulations, ensuring the promotion of investment products adheres to ethical standards. 5. Compensation and Fees: The Participation Agreement addresses the compensation structure and fee arrangements between First American Ins. Portfolios, Inc., and SET Investments Distribution Co. It may include details such as commissions, revenue sharing, and expense reimbursement, specifying the method and frequency of payment. Types of Maine Participation Agreements between First American Ins. Portfolios, Inc., SET Investments Distribution Co.: 1. Mutual Fund Participation Agreement: This agreement specifically focuses on the participation of First American Ins. Portfolios, Inc.'s mutual funds within the Maine market. It covers the terms and conditions of distribution, compensation, marketing, and other relevant aspects pertaining to mutual fund offerings. 2. Retirement Plan Participation Agreement: This type of agreement outlines the specific terms and conditions related to the distribution and servicing of retirement plans provided by First American Ins. Portfolios, Inc. within Maine. It may include provisions regarding qualified retirement plans, employer-sponsored plans, and individual retirement accounts (IRAs). 3. Exchange-Traded Fund (ETF) Participation Agreement: If First American Ins. Portfolios, Inc. offers ETFs, a separate agreement can be established, focusing on the participation of these investment products within Maine. This agreement specifies the distribution channels, compensation structure, and other essential details related to ETF offerings in the state. These are just a few examples of the Maine Participation Agreements that may exist between First American Ins. Portfolios, Inc., and SET Investments Distribution Co. The content and specific terms of each agreement can vary based on the products offered and business objectives within the state.
Maine Participation Agreement between First American Ins. Portfolios, Inc., SEI Investments Distribution Co.
Category:
State:
Multi-State
Control #:
US-EG-9191
Format:
Word;
Rich Text
Instant download
Description
Participation Agr. between First American Ins. Portfolios, Inc., SEI Investments Distribution Co., (____) Ins. Co. on behalf of itself and its sep. accts & Distr. Co. dated 00/00. 52 pages
Maine Participation Agreement between First American Ins. Portfolios, Inc., SET Investments Distribution Co.: The Maine Participation Agreement is a legally binding contract between First American Ins. Portfolios, Inc., and SET Investments Distribution Co., outlining the terms and conditions of their mutual business relationship in the state of Maine. This agreement governs the participation of First American Ins. Portfolios, Inc., as an investment portfolio provider, and SET Investments Distribution Co., as a distributor of investment products, within the Maine market. Keywords: Maine, Participation Agreement, First American Ins. Portfolios, Inc., SET Investments Distribution Co. Under this agreement, both parties agree to cooperate and collaborate in compliance with the relevant laws, regulations, and guidelines of the state of Maine. The agreement ensures the proper functioning and operation of their business activities to best serve the interests of investors within the state. The Maine Participation Agreement encompasses various aspects relevant to their partnership, including but not limited to: 1. Business Relationship: The agreement defines the nature of the relationship between First American Ins. Portfolios, Inc., and SET Investments Distribution Co. They establish their roles, responsibilities, and obligations towards each other concerning the distribution and offering of investment products in Maine. 2. Product Portfolio: The agreement specifies the investment products that First American Ins. Portfolios, Inc., can offer and SET Investments Distribution Co. can distribute in the state. It may include mutual funds, exchange-traded funds (ETFs), retirement plans, and other investment vehicles. The agreement also outlines the process for updating or modifying the product portfolio. 3. Distribution Channels: The Participation Agreement delineates the distribution channels through which SET Investments Distribution Co. can offer the investment products provided by First American Ins. Portfolios, Inc. This may include financial advisors, registered representatives, broker-dealers, and other authorized intermediaries involved in marketing and selling investment products. 4. Marketing and Advertising: The agreement may outline the guidelines, restrictions, and standards pertaining to marketing and advertising practices within Maine. Both parties agree to comply with applicable laws and regulations, ensuring the promotion of investment products adheres to ethical standards. 5. Compensation and Fees: The Participation Agreement addresses the compensation structure and fee arrangements between First American Ins. Portfolios, Inc., and SET Investments Distribution Co. It may include details such as commissions, revenue sharing, and expense reimbursement, specifying the method and frequency of payment. Types of Maine Participation Agreements between First American Ins. Portfolios, Inc., SET Investments Distribution Co.: 1. Mutual Fund Participation Agreement: This agreement specifically focuses on the participation of First American Ins. Portfolios, Inc.'s mutual funds within the Maine market. It covers the terms and conditions of distribution, compensation, marketing, and other relevant aspects pertaining to mutual fund offerings. 2. Retirement Plan Participation Agreement: This type of agreement outlines the specific terms and conditions related to the distribution and servicing of retirement plans provided by First American Ins. Portfolios, Inc. within Maine. It may include provisions regarding qualified retirement plans, employer-sponsored plans, and individual retirement accounts (IRAs). 3. Exchange-Traded Fund (ETF) Participation Agreement: If First American Ins. Portfolios, Inc. offers ETFs, a separate agreement can be established, focusing on the participation of these investment products within Maine. This agreement specifies the distribution channels, compensation structure, and other essential details related to ETF offerings in the state. These are just a few examples of the Maine Participation Agreements that may exist between First American Ins. Portfolios, Inc., and SET Investments Distribution Co. The content and specific terms of each agreement can vary based on the products offered and business objectives within the state.
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