Title: Understanding the Michigan Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets Introduction: The Michigan Distribution Agreement is a legally binding contract between Ingenuity Capital Management, LLC and Daugherty Capital Markets. It outlines the terms and conditions governing the distribution of financial products within the state of Michigan. This agreement plays a crucial role in facilitating the efficient and compliant delivery of investment opportunities to clients and investors. Keywords: Michigan Distribution Agreement, Ingenuity Capital Management, LLC, Daugherty Capital Markets, financial products, investment opportunities, clients, investors, terms and conditions, compliance, distribution. I. Overview of the Michigan Distribution Agreement: The Michigan Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is designed to establish a collaborative framework for the distribution of investment products within the state. This agreement ensures legal compliance and provides clarity on roles, responsibilities, and compensation for both parties involved. II. Key Elements: 1. Scope: The agreement clearly defines the scope of distribution, outlining the specific financial products, services, or investment opportunities covered by the agreement. 2. Territory: The agreement focuses on the geographical jurisdiction for distribution, strictly confining it to the state of Michigan. 3. Compliance: Compliance with relevant laws, regulations, and licensing requirements is of utmost importance to both parties. The agreement highlights the responsibility of each party to ensure compliance with federal and state securities laws. 4. Distribution Channels: The agreement specifies the authorized distribution channels through which financial products can be marketed, sold, or offered to clients within Michigan. These channels may include registered representatives, financial advisors, or other licensed professionals. 5. Responsibilities: The agreement outlines the responsibilities and obligations of both Ingenuity Capital Management, LLC and Daugherty Capital Markets concerning the distribution process, including marketing materials, customer communication, reporting, record-keeping, and customer disclosures. III. Types of Michigan Distribution Agreements: 1. Mutual Fund Distribution Agreement: This type of agreement focuses on the distribution of mutual funds within Michigan. It outlines the specific terms, compensation, and restrictions related to marketing and selling mutual funds to clients. 2. Annuity Distribution Agreement: This agreement concerns the distribution of annuity products within the state. It covers the terms, compensation, and regulations related to the marketing, sale, and servicing of annuity products. 3. Exchange-Traded Fund (ETF) Distribution Agreement: This type of agreement focuses on the distribution of ETFs within Michigan. It stipulates the terms, compensation, and obligations related to marketing and selling ETFs to clients in the state. Conclusion: The Michigan Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a vital legal framework that ensures compliance and efficient distribution of financial products within the state. Understanding the key elements and various types of agreements allows both parties to navigate the distribution process smoothly and in accordance with applicable laws and regulations.
Michigan Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets
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