Michigan Dealers Agreement refers to a legal contract between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. The agreement sets the terms and conditions under which Morgan Stanley Dean Witter Advisors, Inc. acts as a dealer for Active Assets Premier Money Trust in the state of Michigan. This Dealers Agreement outlines the rights and responsibilities of both parties involved in the financial transaction. It ensures that all transactions are executed in compliance with Michigan state laws and regulations. The agreement also establishes the framework for the sale and purchase of securities offered by Active Assets Premier Money Trust, where Morgan Stanley Dean Witter Advisors, Inc. acts as the authorized dealer. The agreement includes various key provisions that govern the relationship between the two parties. Some crucial components covered in the Michigan Dealers Agreement may include: 1. Roles and Responsibilities: The agreement defines the roles and responsibilities of both Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It outlines the activities and obligations of each party, including the promotion, sale, and distribution of securities, compliance with regulatory requirements, and reporting obligations. 2. Terms and Termination: The agreement specifies the duration of the dealer relationship and the conditions under which either party can terminate the agreement. It may outline the notice period required for termination and the consequences of early termination, if applicable. 3. Compensation and Fees: The agreement sets forth the compensation structure and fees payable to Morgan Stanley Dean Witter Advisors, Inc. for acting as the dealer for Active Assets Premier Money Trust. It may include details about commissions, revenue sharing, or any other financial arrangements between the parties. 4. Compliance and Regulatory Requirements: This section addresses the compliance obligations of both parties with respect to state and federal laws, regulations, and industry standards governing securities sales and distribution. It outlines the reporting requirements, record-keeping obligations, and the expectations regarding regulatory audits and inspections. 5. Confidentiality and Intellectual Property: The agreement may contain provisions concerning the confidentiality of sensitive information exchanged between the parties during the course of their business relationship. It may also outline the intellectual property rights and restrictions related to proprietary information, branding, and marketing materials. While the description above outlines a general Michigan Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., it is important to note that variations or specific types of agreements may exist. These variations could include specific clauses tailored to address unique circumstances or additional agreements that supplement the main Dealers Agreement.
Michigan Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
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FAQ
Following Witter's death in 1969, and the retirement of Guy Witter the following year, Jean Witter's son, William M. Witter, became CEO of Dean Witter & Co.
MSDW is a combination of Dean Witter, Discover & Co. (''Dean Witter Discover'') and Morgan Stanley Group Inc. (''Morgan Stanley'') and was formed pursuant to a merger of equals that was effected on (the ''Merger'').
1935 (the original Morgan Stanley) 1924 (Dean Witter & Co.) 1931 (Reynolds Securities)
The company was acquired by Sears in 1981, and was renamed "Dean Witter, Discover & Co." in 1993 when Sears spun off the company. The company also owned Discover Card. In 1997, Dean Witter, Discover & Co. merged with investment banking house Morgan Stanley to form "Morgan Stanley Dean Witter & Discover Co.".
Morgan Stanley and Dean Witter merged in 1997, creating America's largest asset management company and securities firm in terms of equity capital. The resulting name, Morgan Stanley, Dean Witter, Discover & Company, was shortened to Morgan Stanley in March 2001.
Purcell was named chairman and chief executive of what became Morgan Stanley, Dean Witter, Discover & Company, later shortened to Morgan Stanley in March 2001. Mack stayed on as president until 2001.