The Minnesota Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. is a legally binding contract that outlines the terms and conditions under which Prudential Investments Fund Management, LLC (the "Sub-Advisor") acts as a sub-advisor to The Prudential Investment Corp. (the "Advisor"), providing investment advisory services within the state of Minnesota. This agreement governs the relationship between the two entities and serves to protect the interests of both parties involved. The Sub-Advisor, Prudential Investments Fund Management, LLC, is responsible for managing and advising on various investment strategies, portfolios, and assets on behalf of the Advisor. Their role is to provide expertise and guidance in making investment decisions, analyzing market trends, evaluating risk factors, and identifying potential investment opportunities. The Sub-Advisory Agreement outlines the scope of services to be provided by the Sub-Advisor, including: 1. Investment Advisory Services: The Sub-Advisor shall offer professional advice and recommendations regarding investment strategies, asset allocation, and portfolio management in accordance with the agreed-upon investment objectives and guidelines set by the Advisor. 2. Reporting and Monitoring: The Sub-Advisor shall produce regular reports, including performance analysis, investment positions, and risk assessments, to keep the Advisor informed about the status of the investments managed by the Sub-Advisor. 3. Compliance and Regulations: The Sub-Advisor agrees to adhere to all applicable laws, regulations, and guidelines related to investment management and advisory services, including those specific to the state of Minnesota. 4. Fees and Compensation: The agreement provides details on the compensation structure, including fees, expenses, and any other costs associated with the provision of services by the Sub-Advisor. It outlines the terms and conditions for billing, invoicing, and payment schedules between the parties. It is important to note that there may be different types of Minnesota Sub-Advisory Agreements between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. depending on the specific investment products, strategies, or asset classes being covered. Examples of these agreements may include: 1. Equity Sub-Advisory Agreement: This type of agreement focuses on the management and advisory services related to equity investments, such as individual stocks or equity mutual funds. 2. Fixed Income Sub-Advisory Agreement: This agreement pertains to advisory services for fixed income investments, including government bonds, corporate bonds, and other debt securities. 3. Alternative Investment Sub-Advisory Agreement: This agreement may cover non-traditional or alternative investment strategies, such as hedge funds, private equity, real estate investment trusts (Rests), or other alternative investment vehicles. These different agreements cater to specific investment needs and allow for tailored advisory services to be provided by the Sub-Advisor based on the investment objectives and preferences of the Advisor. In summary, the Minnesota Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. is a formal contract that outlines the terms, responsibilities, and compensation related to the provision of investment advisory services within the state of Minnesota. The agreement ensures transparency, compliance, and a clear understanding between the Sub-Advisor and the Advisor, facilitating a collaborative approach towards achieving the investment objectives of the Advisor.
Minnesota Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. regarding provision of investment advisory services
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