Checklist For Missouri Broker-Dealer Applicants is a list of requirements that must be met in order to obtain a license to operate as a broker-dealer in the state of Missouri. The checklist includes the following categories: 1. Registration: The applicant must complete the appropriate forms and submit them to the Missouri Secretary of State. 2. Financial Requirements: The applicant must submit a financial statement to the Missouri Secretary of State showing sufficient capitalization to conduct the business of a broker-dealer. 3. Surety Bond: The applicant must obtain a surety bond in the amount of $50,000 from a surety company authorized to do business in Missouri. 4. Fingerprinting: All applicants must submit fingerprints to the Missouri State Highway Patrol. 5. Business Plan: The applicant must submit a business plan that outlines the operations of the proposed broker-dealer. 6. Disclosure Documents: The applicant must submit disclosure documents that disclose all material facts about the applicant and the broker-dealer to prospective customers. 7. Registration Fee: The applicant must pay a registration fee of $500. 8. Background Check: The applicant must undergo a background check by the Missouri Securities Division. There are two types of Checklist For Missouri Broker-Dealer Applicants: Initial Checklist and Renewal Checklist. The Initial Checklist consists of items 1-8 listed above. The Renewal Checklist consists of items 1-6 plus a renewal fee of $500.