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Mississippi Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

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US-CC-7-644
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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats.

The Mississippi Sub-Advisory Agreement of Berger and Berman Management, Inc. is a contractual agreement that outlines the terms and conditions between Berger and Berman Management, Inc. (the "Advisor") and a sub-advisory firm (the "Sub-Advisor") operating in Mississippi. This agreement governs the relationship between the parties concerning the provision of investment advisory services. Keywords: Mississippi Sub-Advisory Agreement, Berger and Berman Management, Inc., sub-advisory firm, contractual agreement, terms and conditions, investment advisory services. Berger and Berman Management, Inc. may offer various types of Mississippi Sub-Advisory Agreements depending on the specific needs and requirements of the Sub-Advisor. These can include: 1. General Mississippi Sub-Advisory Agreement: This type of agreement establishes a comprehensive framework for the provision of investment advisory services in Mississippi. It covers various aspects, such as the scope of services, compensation arrangements, termination terms, and compliance obligations. 2. Fee-Based Mississippi Sub-Advisory Agreement: This agreement model is focused on compensation arrangements between Berger and Berman Management, Inc. and the Sub-Advisor. It specifies the fee structure, payment terms, and any applicable performance-based incentives tied to the sub-advisory services provided. 3. Customized Mississippi Sub-Advisory Agreement: Berger and Berman Management, Inc. may offer customized agreements to cater to the unique needs of the Sub-Advisor. These agreements can be adapted to address specific investment strategies, geographic focus, client types, or any other requirements outlined by the Sub-Advisor. 4. Duration-Based Mississippi Sub-Advisory Agreement: If the Sub-Advisor prefers to enter into a sub-advisory relationship for a specific duration, Berger and Berman Management, Inc. may offer a duration-based agreement. This ensures that the sub-advisory services will be provided for a predetermined timeframe, allowing the Sub-Advisor to plan accordingly. 5. Renewal Mississippi Sub-Advisory Agreement: In cases where the parties intend to renew the sub-advisory relationship beyond the initial term, Berger and Berman Management, Inc. may provide a renewal agreement. This agreement outlines the terms for extending the sub-advisory services, including any necessary modifications to the original agreement. These different types of Mississippi Sub-Advisory Agreement options demonstrate the flexibility of Berger and Berman Management, Inc. in meeting the unique requirements of different Sub-Advisors operating in Mississippi. The agreement ensures a clear understanding of roles, responsibilities, and compensation, leading to a mutually beneficial and compliant sub-advisory relationship.

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Neuberger Berman Headquarters at 1290 Avenue of the AmericasKey peopleGeorge H. Walker (CEO) William A. Arnold (CFO)ProductsInvestment management Mutual funds Equities Fixed income Private equity Hedge funds Alternative investmentsAUM$460 billion (December 31, 2021)Number of employees2,500+ (2022)6 more rows

Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.

Neuberger Berman actively manages over $120bn2 of assets across its private equity platform and has been a private markets investor for more than 30 years. We believe our position within the private equity ecosystem provides differentiated access to investment opportunities as well as enhanced information.

With offices in 25 countries, Neuberger Berman's diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more).

NEUBERGER BERMAN BD LLC - Brokerage/Investment Adviser Firm.

Jonathan Bailey, Head of ESG Investing at Neuberger Berman, provides an overview of our ESG legacy and ongoing commitment across our investment platform.

Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.

For nine consecutive years, Neuberger Berman has been named first or second in Pensions & Investment's Best Places to Work in Money Management survey (among those with 1,000 employees or more). The firm manages $436 billion in client assets as of March 31, 2023.

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This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific ... 1. Appointment. The Adviser and the Trust hereby appoint and employ the Sub-Adviser as a discretionary portfolio manager, on the terms and conditions set forth ...For Neuberger Berman Income Opportunity Fund Inc.: To approve a new Sub-Advisory Agreement with respect to Neuberger Berman Income Opportunity Fund Inc. Mar 31, 2023 — This Brochure provides information about the qualifications and business practices of Neuberger. Berman Investment Advisers LLC (“NBIA”). If you ... The Investment Adviser and the Sub-Adviser are indirect wholly-owned subsidiaries of Neuberger Berman Group. LLC (“Neuberger Berman”), and are each registered ... day-to-day investment management to NBEL. The sub-advisory agreement provides in substance that NBEL will make and implement investment decisions for the ... Oct 31, 2022 — agreement with Management (the “Management Agreement”) and the separate sub-advisory agreements between. Management and each sub-adviser ... The "Portfolio" sub-section under the "Important Information" section has been updated to reflect the recent name change for the Neuberger Berman Responsible ... Mar 8, 2016 — RESPONSIBLE ENTITY. Equity Trustees Limited (AFSL. 240975) is the responsible entity of the Fund. The Fund is a newly. Sep 28, 2016 — Fund and reviews and approves the Fund's investment advisory and sub-advisory contracts and other principal contracts. The Board has ...

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Mississippi Sub-Advisory Agreement of Neuberger and Berman Management, Inc.