Mississippi Investment Management Agreement regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to render management and investment advisory services

• Category: Corporations - Public - Management
• State: Multi-State
• Control #: US-EG-9318
• Format: Word; Rich Text

Description

Investment Management Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to render management and investment advisory services dated A Mississippi Investment Management Agreement is a contract that outlines the terms and conditions between an investor and Morgan Stanley Dean Witter Advisors, Inc. for the provision of management and investment advisory services in the state of Mississippi. This agreement enables individuals or entities to engage Morgan Stanley Dean Witter Advisors, Inc. to handle their investment portfolios and make informed investment decisions on their behalf. The primary goal is to align the investor's financial objectives with suitable investment strategies and maximize their returns. Key terms and provisions covered in a Mississippi Investment Management Agreement include: 1. Parties: Identifies the investor (referred to as the client) and Morgan Stanley Dean Witter Advisors, Inc. (the investment manager) as the contracted parties. 2. Scope of Services: Defines the range of services that Morgan Stanley Dean Witter Advisors, Inc. will provide, such as investing in various asset classes, managing portfolios, providing advice, monitoring performance, and reviewing investment strategies. The agreement may also mention specific instructions or restrictions provided by the client. 3. Investment Objectives and Risk Tolerance: Outlines the client's investment objectives, such as capital preservation, growth, income generation, or a combination of these. It also includes discussions on the client's risk tolerance, which helps in determining suitable investment strategies and asset allocations. 4. Compensation: States the fees and expenses associated with the investment management services. This may include an annual management fee based on a percentage of the assets under management, transactional charges, custody fees, and other expenses. 5. Reporting and Communication: Specifies the frequency and format of investment reports that will be provided to the client. It also defines the regularity and methods of communication between the client and Morgan Stanley Dean Witter Advisors, Inc. 6. Termination: Outlines the conditions under which either party can terminate the agreement, including provisions for early termination, notice periods, and potential penalties or fees. Different types of Mississippi Investment Management Agreements may exist, depending on the specific client's requirements and objectives. For example: 1. General Investment Management Agreement: A standard agreement suitable for individual investors or entities seeking comprehensive investment management services from Morgan Stanley Dean Witter Advisors, Inc. 2. Specialized Investment Management Agreement: Tailored agreements for clients with unique investment needs, such as high-net-worth individuals, institutional investors, or philanthropic organizations. These agreements may involve additional services like tax planning, estate planning, or socially responsible investing. 3. Limited Scope Investment Management Agreement: Contracts that outline a specific investment objective or restricted investment strategy. These agreements might be suitable for clients who want to allocate a portion of their portfolio to a specific asset class or investment style. In summary, a Mississippi Investment Management Agreement with Morgan Stanley Dean Witter Advisors, Inc. is a legally binding document that governs the relationship between an investor and the investment manager. It ensures that investment objectives are aligned, appropriate investment strategies are implemented, and clients' interests are protected throughout the investment process.

A Mississippi Investment Management Agreement is a contract that outlines the terms and conditions between an investor and Morgan Stanley Dean Witter Advisors, Inc. for the provision of management and investment advisory services in the state of Mississippi. This agreement enables individuals or entities to engage Morgan Stanley Dean Witter Advisors, Inc. to handle their investment portfolios and make informed investment decisions on their behalf. The primary goal is to align the investor's financial objectives with suitable investment strategies and maximize their returns. Key terms and provisions covered in a Mississippi Investment Management Agreement include: 1. Parties: Identifies the investor (referred to as the client) and Morgan Stanley Dean Witter Advisors, Inc. (the investment manager) as the contracted parties. 2. Scope of Services: Defines the range of services that Morgan Stanley Dean Witter Advisors, Inc. will provide, such as investing in various asset classes, managing portfolios, providing advice, monitoring performance, and reviewing investment strategies. The agreement may also mention specific instructions or restrictions provided by the client. 3. Investment Objectives and Risk Tolerance: Outlines the client's investment objectives, such as capital preservation, growth, income generation, or a combination of these. It also includes discussions on the client's risk tolerance, which helps in determining suitable investment strategies and asset allocations. 4. Compensation: States the fees and expenses associated with the investment management services. This may include an annual management fee based on a percentage of the assets under management, transactional charges, custody fees, and other expenses. 5. Reporting and Communication: Specifies the frequency and format of investment reports that will be provided to the client. It also defines the regularity and methods of communication between the client and Morgan Stanley Dean Witter Advisors, Inc. 6. Termination: Outlines the conditions under which either party can terminate the agreement, including provisions for early termination, notice periods, and potential penalties or fees. Different types of Mississippi Investment Management Agreements may exist, depending on the specific client's requirements and objectives. For example: 1. General Investment Management Agreement: A standard agreement suitable for individual investors or entities seeking comprehensive investment management services from Morgan Stanley Dean Witter Advisors, Inc. 2. Specialized Investment Management Agreement: Tailored agreements for clients with unique investment needs, such as high-net-worth individuals, institutional investors, or philanthropic organizations. These agreements may involve additional services like tax planning, estate planning, or socially responsible investing. 3. Limited Scope Investment Management Agreement: Contracts that outline a specific investment objective or restricted investment strategy. These agreements might be suitable for clients who want to allocate a portion of their portfolio to a specific asset class or investment style. In summary, a Mississippi Investment Management Agreement with Morgan Stanley Dean Witter Advisors, Inc. is a legally binding document that governs the relationship between an investor and the investment manager. It ensures that investment objectives are aligned, appropriate investment strategies are implemented, and clients' interests are protected throughout the investment process.