Montana Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets

• Category: Corporations - Public - Distribution
• State: Multi-State
• Control #: US-EG-9180
• Format: Word; Rich Text

Description

Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages The Montana Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that outlines the terms and conditions of the distribution of investment products, services, and strategies provided by Ingenuity Capital Management through Daugherty Capital Markets in the state of Montana. This agreement governs the relationship between the two entities and ensures compliance with applicable regulations in the state. Under this agreement, Ingenuity Capital Management grants Daugherty Capital Markets the right to distribute its investment products and strategies within the territory of Montana. This mutual partnership allows Daugherty Capital Markets to offer its clients access to Ingenuity Capital Management's specialized investment offerings, catering to the unique investment needs of Montana-based investors. The Montana Distribution Agreement defines the responsibilities, obligations, and limitations of both parties involved. It stipulates the terms of compensation, fee structure, sales targets, and marketing efforts required to promote Ingenuity Capital Management's investment products through Daugherty Capital Markets in Montana. This agreement also establishes guidelines for compliance and regulatory requirements imposed by the state of Montana. Both Ingenuity Capital Management and Daugherty Capital Markets are obligated to comply with all applicable laws, rules, and regulations, ensuring transparency and ethical business practices. In addition, this agreement may include provisions for termination or renewal, specifying the conditions under which either party can terminate the distribution arrangement. It may also address confidentiality of proprietary information, non-compete clauses, and dispute resolution mechanisms for any potential conflicts that may arise during the term of the agreement. There may be different types of Montana Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets, depending on the specific investment products or strategies being distributed. For instance, there could be separate agreements for the distribution of mutual funds, exchange-traded funds (ETFs), separately managed accounts (SMA's), or other specialized investment vehicles offered by Ingenuity Capital Management. Regardless of the specific type of Montana Distribution Agreement, the underlying purpose remains the same — to facilitate the distribution of investment products and services between Ingenuity Capital Management and Daugherty Capital Markets in Montana, ensuring compliance, transparency, and mutual benefit.

The Montana Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that outlines the terms and conditions of the distribution of investment products, services, and strategies provided by Ingenuity Capital Management through Daugherty Capital Markets in the state of Montana. This agreement governs the relationship between the two entities and ensures compliance with applicable regulations in the state. Under this agreement, Ingenuity Capital Management grants Daugherty Capital Markets the right to distribute its investment products and strategies within the territory of Montana. This mutual partnership allows Daugherty Capital Markets to offer its clients access to Ingenuity Capital Management's specialized investment offerings, catering to the unique investment needs of Montana-based investors. The Montana Distribution Agreement defines the responsibilities, obligations, and limitations of both parties involved. It stipulates the terms of compensation, fee structure, sales targets, and marketing efforts required to promote Ingenuity Capital Management's investment products through Daugherty Capital Markets in Montana. This agreement also establishes guidelines for compliance and regulatory requirements imposed by the state of Montana. Both Ingenuity Capital Management and Daugherty Capital Markets are obligated to comply with all applicable laws, rules, and regulations, ensuring transparency and ethical business practices. In addition, this agreement may include provisions for termination or renewal, specifying the conditions under which either party can terminate the distribution arrangement. It may also address confidentiality of proprietary information, non-compete clauses, and dispute resolution mechanisms for any potential conflicts that may arise during the term of the agreement. There may be different types of Montana Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets, depending on the specific investment products or strategies being distributed. For instance, there could be separate agreements for the distribution of mutual funds, exchange-traded funds (ETFs), separately managed accounts (SMA's), or other specialized investment vehicles offered by Ingenuity Capital Management. Regardless of the specific type of Montana Distribution Agreement, the underlying purpose remains the same — to facilitate the distribution of investment products and services between Ingenuity Capital Management and Daugherty Capital Markets in Montana, ensuring compliance, transparency, and mutual benefit.