North Carolina Dealers Agreement is a legally binding document that establishes a partnership between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This agreement outlines the terms and conditions under which Active Assets Premier Money Trust acts as a dealer for Morgan Stanley Dean Witter Advisors, Inc. in the state of North Carolina. The agreement governs the relationship between the two parties, detailing their respective responsibilities and obligations. It covers various aspects such as the scope of the agreement, dealer qualifications, compensation, termination clauses, and compliance with applicable laws and regulations. As per the North Carolina Dealers Agreement, Active Assets Premier Money Trust agrees to act as a sales intermediary for the financial products and services provided by Morgan Stanley Dean Witter Advisors, Inc. This includes marketing and selling investment securities, mutual funds, and other financial products offered by Morgan Stanley Dean Witter Advisors, Inc. to clients in North Carolina. The agreement defines the specific terms and conditions under which Active Assets Premier Money Trust can act as a dealer, ensuring compliance with North Carolina state regulations and licensing requirements. It also outlines any training or certification obligations that Active Assets Premier Money Trust must fulfill to maintain its authorized dealership status. Furthermore, the agreement establishes the compensation structure for Active Assets Premier Money Trust. It may outline the commission rates or fees that Active Assets Premier Money Trust will receive for facilitating the sale of Morgan Stanley Dean Witter Advisors, Inc.'s financial products and services in North Carolina. In addition, the North Carolina Dealers Agreement may identify different types of arrangements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. For example, there might be specific agreements for specific financial products, promotional campaigns, or targeted client segments. These unique agreements could cover specific terms, compensation structures, and targeted marketing strategies. It is crucial for both parties to adhere to the terms of the North Carolina Dealers Agreement to maintain a successful business relationship. Failure to comply with any of the agreement's provisions may result in consequences such as termination or legal action. In conclusion, the North Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. serves as a foundational agreement that governs the dealership relationship, responsibilities, and compensation terms in the state of North Carolina. It ensures that both parties operate within legal boundaries and strive for mutually beneficial results.
North Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
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