North Carolina Distribution Agreement regarding the continuous offering of the Fund's shares

• Category: Corporations - Public - Distribution
• State: Multi-State
• Control #: US-EG-9373
• Format: Word; Rich Text

Description

Distribution Agreement between Prudential Tax-Managed Growth Fund and Prudential Investment Management Services, LLC regarding the continuous offering of the Fund's shares in order to promote the growth of the Fund and facilitate the distribution of the A North Carolina Distribution Agreement pertaining to the continuous offering of a Fund's shares is a legal document that establishes the terms and conditions between a fund company and a distribution agent or platform. This agreement outlines the roles, responsibilities, and obligations of all parties involved in the ongoing sale and distribution of the fund's shares within the state of North Carolina. Keywords: North Carolina, Distribution Agreement, continuous offering, Fund's shares, legal document, terms and conditions, fund company, distribution agent, platform, roles, responsibilities, obligations, sale, distribution. Types of North Carolina Distribution Agreements regarding the continuous offering of a Fund's shares: 1. Exclusive North Carolina Distribution Agreement: This type of agreement grants a single distribution agent or platform the exclusive right to distribute the Fund's shares within the state of North Carolina. The agent or platform will have the sole responsibility for marketing, sales, and ongoing distribution activities. Other agents or platforms will be prohibited from offering the fund's shares in the state. 2. Non-exclusive North Carolina Distribution Agreement: In this type of agreement, multiple distribution agents or platforms are allowed to offer the Fund's shares within the state of North Carolina. Each agent or platform will have the right to market, sell, and distribute the fund's shares independently. This provides investors with multiple options to access the fund's shares and allows for greater market coverage. 3. North Carolina Distribution Agreement with Sub-Agents: This agreement involves a primary distribution agent or platform partnering with sub-agents to expand the reach and distribution network of the Fund's shares within North Carolina. The primary agent or platform retains overall responsibility for the distribution activities, while the sub-agents assist in marketing, sales, and distribution efforts in specific regions or target markets. 4. North Carolina Distribution Agreement with Financial Institutions: This type of agreement involves partnering with financial institutions, such as banks or brokerage firms, to offer the Fund's shares to their clients or customers within the state of North Carolina. The financial institutions act as intermediaries, providing access to the fund's shares through their existing distribution channels. The agreement specifies the responsibilities and obligations of both parties. Overall, a North Carolina Distribution Agreement relating to the continuous offering of a Fund's shares is a crucial legal document that establishes the framework for the ongoing sales and distribution activities within the state. It ensures compliance with applicable laws and regulations while outlining the roles and responsibilities of the participating parties.

A North Carolina Distribution Agreement pertaining to the continuous offering of a Fund's shares is a legal document that establishes the terms and conditions between a fund company and a distribution agent or platform. This agreement outlines the roles, responsibilities, and obligations of all parties involved in the ongoing sale and distribution of the fund's shares within the state of North Carolina. Keywords: North Carolina, Distribution Agreement, continuous offering, Fund's shares, legal document, terms and conditions, fund company, distribution agent, platform, roles, responsibilities, obligations, sale, distribution. Types of North Carolina Distribution Agreements regarding the continuous offering of a Fund's shares: 1. Exclusive North Carolina Distribution Agreement: This type of agreement grants a single distribution agent or platform the exclusive right to distribute the Fund's shares within the state of North Carolina. The agent or platform will have the sole responsibility for marketing, sales, and ongoing distribution activities. Other agents or platforms will be prohibited from offering the fund's shares in the state. 2. Non-exclusive North Carolina Distribution Agreement: In this type of agreement, multiple distribution agents or platforms are allowed to offer the Fund's shares within the state of North Carolina. Each agent or platform will have the right to market, sell, and distribute the fund's shares independently. This provides investors with multiple options to access the fund's shares and allows for greater market coverage. 3. North Carolina Distribution Agreement with Sub-Agents: This agreement involves a primary distribution agent or platform partnering with sub-agents to expand the reach and distribution network of the Fund's shares within North Carolina. The primary agent or platform retains overall responsibility for the distribution activities, while the sub-agents assist in marketing, sales, and distribution efforts in specific regions or target markets. 4. North Carolina Distribution Agreement with Financial Institutions: This type of agreement involves partnering with financial institutions, such as banks or brokerage firms, to offer the Fund's shares to their clients or customers within the state of North Carolina. The financial institutions act as intermediaries, providing access to the fund's shares through their existing distribution channels. The agreement specifies the responsibilities and obligations of both parties. Overall, a North Carolina Distribution Agreement relating to the continuous offering of a Fund's shares is a crucial legal document that establishes the framework for the ongoing sales and distribution activities within the state. It ensures compliance with applicable laws and regulations while outlining the roles and responsibilities of the participating parties.