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  • North Dakota Application For Registration of Agent (Issuer-Dealer)

North Dakota Application For Registration of Agent (Issuer-Dealer)

Category:
North Dakota Secretary of State - Blue Sky - Securities
State:
North Dakota
Control #:
ND-SKU-0040
Format:
Word
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Description

Application For Registration of Agent (Issuer-Dealer) North Dakota Application For Registration of Agent (Issuer-Dealer) is a document that must be completed by an applicant seeking to become a registered agent in the state of North Dakota. This application serves as a prerequisite for an applicant to be approved for registering securities to be sold in the state of North Dakota. The application includes the following information: applicant's name, address, phone number, email address, entity name, type of business, issuer name, securities to be registered, and any other pertinent information. There are two types of North Dakota Application For Registration of Agent (Issuer-Dealer): the Issuer-Dealer Application and the Dealer-Only Application. The Issuer-Dealer Application is used for applicants who are both an issuer and a dealer, while the Dealer-Only Application is used for applicants who are only a dealer. Both applications require the applicant to provide detailed information about their business, such as the type of securities to be registered, the issuer name, the types of securities sold, and other pertinent information.

North Dakota Application For Registration of Agent (Issuer-Dealer) is a document that must be completed by an applicant seeking to become a registered agent in the state of North Dakota. This application serves as a prerequisite for an applicant to be approved for registering securities to be sold in the state of North Dakota. The application includes the following information: applicant's name, address, phone number, email address, entity name, type of business, issuer name, securities to be registered, and any other pertinent information. There are two types of North Dakota Application For Registration of Agent (Issuer-Dealer): the Issuer-Dealer Application and the Dealer-Only Application. The Issuer-Dealer Application is used for applicants who are both an issuer and a dealer, while the Dealer-Only Application is used for applicants who are only a dealer. Both applications require the applicant to provide detailed information about their business, such as the type of securities to be registered, the issuer name, the types of securities sold, and other pertinent information.

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North Dakota Application For Registration of Agent (Issuer-Dealer)
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