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Renewal fees must be paid through the ND Securities Filing Portal and must accompany this application. (ii) To renew registration, the applicant must submit to the CRD the renewal fee pursuant to SDCL 47-31B-410(b) before December 31.00 must be submitted to the CRD prior to December 31 of each year. Applications for initial registration as an issuer-dealer shall be filed with the Director and consist of the following:. What form does a business broker use to register its "main office" with the Texas Securities Commissioner? (a) An applicant for initial registration as an agent of a broker-dealer or issuer shall complete a Uniform. Agents and Broker-Dealers. (1) Initial application. (A) CRD filing requirements. Registrations must be renewed annually for the brokerdealer and agent to remain current.