Title: Exploring the North Dakota Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York Introduction: The North Dakota Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York (BNY) is a legally binding contract that outlines the terms and conditions of the investment advisory services provided by BNY to the fund. This agreement is designed to protect the interests of both parties and ensure a transparent and efficient relationship in managing investment portfolios. 1. Overview of the North Dakota Investment Advisory Agreement: The North Dakota Investment Advisory Agreement acts as a framework for the collaboration between Hamilton Small Cap Growth CRT Fund and The Bank of New York. It defines the roles, responsibilities, and obligations of both parties involved in managing and advising on investment matters. 2. Agreement Types: a. Exclusive Advisory Agreement: This type of agreement establishes a sole advisory relationship between Hamilton Small Cap Growth CRT Fund and The Bank of New York, making BNY the exclusive advisor responsible for all investment decisions, portfolio management, and related services. b. Non-Exclusive Advisory Agreement: In this scenario, Hamilton Small Cap Growth CRT Fund may engage multiple advisors, including BNY, to provide investment advisory services simultaneously. The agreement will specify BNY's scope of responsibilities and the specific services they will be providing. 3. Key Features and Clauses: a. Duration and Termination: The agreement outlines the duration of the advisory relationship and the conditions under which it can be terminated by either party. It may also include provisions for early termination, renewal, or extension of the agreement. b. Scope of Services: The agreement explicitly defines the investment advisory services to be provided by BNY. This includes asset allocation, risk assessment, investment strategy formulation, and performance monitoring to meet the financial goals of Hamilton Small Cap Growth CRT Fund. c. Compensation and Fees: Details related to compensation, such as management fees, performance-based fees, expense reimbursement, and any other transaction costs, are outlined in the agreement. The fee structure, billing frequency, and payment terms are also clearly specified. d. Fiduciary Duties and Responsibilities: BNY is expected to perform their duties as a fiduciary, putting the best interests of Hamilton Small Cap Growth CRT Fund first. The agreement defines the responsibilities, limitations, and specific fiduciary obligations to ensure a standard of care and integrity. e. Confidentiality and Disclosures: The agreement includes provisions for maintaining the confidentiality of sensitive information exchanged between the parties. It also requires BNY to disclose any potential conflicts of interest that may arise during the course of their advisory services. f. Dispute Resolution: In case of any disputes, the agreement may outline a dispute resolution mechanism, including arbitration or mediation, to resolve differences amicably and avoid legal proceedings whenever possible. Conclusion: The North Dakota Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York establishes the foundation for a collaborative and transparent relationship. This agreement ensures that both parties are aligned with their roles, responsibilities, and fiduciary obligations when managing and advising on investment portfolios.
North Dakota Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York
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