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North Dakota Participation Agreement between First American Ins. Portfolios, Inc., SEI Investments Distribution Co.

State:
Multi-State
Control #:
US-EG-9191
Format:
Word; 
Rich Text
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Participation Agr. between First American Ins. Portfolios, Inc., SEI Investments Distribution Co., (____) Ins. Co. on behalf of itself and its sep. accts & Distr. Co. dated 00/00. 52 pages
North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co.: The North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. is a legally binding document that outlines the terms and conditions of their partnership for investment and distribution services in the state of North Dakota. This agreement establishes a collaborative relationship between the two entities to provide mutual benefits and ensure compliance with relevant laws and regulations. Keywords: North Dakota, Participation Agreement, First American Ins. Portfolios, Inc., SET Investments Distribution Co. The main types of North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. are: 1. Investment and Distribution Partnership Agreement: This type of agreement focuses on the collaboration between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. in providing investment opportunities and distribution services in North Dakota. It defines the roles, responsibilities, and compensation arrangements between the parties. 2. Compliance Agreement: This type of agreement specifically addresses the compliance requirements imposed by the North Dakota state regulatory authorities. It ensures that First American Ins. Portfolios, Inc. and SET Investments Distribution Co. adhere to the applicable laws, rules, and regulations while conducting their investment and distribution activities within the state. 3. Marketing and Promotions Agreement: This agreement pertains to the marketing and promotional activities undertaken by First American Ins. Portfolios, Inc. and SET Investments Distribution Co. in North Dakota. It outlines the strategies, tactics, and guidelines for advertising, branding, and customer outreach efforts to attract investors and promote their services. 4. Reporting and Record keeping Agreement: This agreement focuses on the responsibilities associated with reporting and record keeping between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. It ensures the accurate and timely documentation of investment transactions, fund performance, client information, and any other records required by North Dakota regulatory authorities. 5. Termination Agreement: This type of agreement outlines the terms and conditions for the termination of the North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. It includes provisions related to notice periods, settlement of outstanding obligations, and the consequences of termination on ongoing business operations. In conclusion, the North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. is a comprehensive document that covers various aspects of their partnership in providing investment and distribution services in North Dakota. The agreement ensures compliance with state regulations and defines the responsibilities and obligations of both parties.

North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co.: The North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. is a legally binding document that outlines the terms and conditions of their partnership for investment and distribution services in the state of North Dakota. This agreement establishes a collaborative relationship between the two entities to provide mutual benefits and ensure compliance with relevant laws and regulations. Keywords: North Dakota, Participation Agreement, First American Ins. Portfolios, Inc., SET Investments Distribution Co. The main types of North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. are: 1. Investment and Distribution Partnership Agreement: This type of agreement focuses on the collaboration between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. in providing investment opportunities and distribution services in North Dakota. It defines the roles, responsibilities, and compensation arrangements between the parties. 2. Compliance Agreement: This type of agreement specifically addresses the compliance requirements imposed by the North Dakota state regulatory authorities. It ensures that First American Ins. Portfolios, Inc. and SET Investments Distribution Co. adhere to the applicable laws, rules, and regulations while conducting their investment and distribution activities within the state. 3. Marketing and Promotions Agreement: This agreement pertains to the marketing and promotional activities undertaken by First American Ins. Portfolios, Inc. and SET Investments Distribution Co. in North Dakota. It outlines the strategies, tactics, and guidelines for advertising, branding, and customer outreach efforts to attract investors and promote their services. 4. Reporting and Record keeping Agreement: This agreement focuses on the responsibilities associated with reporting and record keeping between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. It ensures the accurate and timely documentation of investment transactions, fund performance, client information, and any other records required by North Dakota regulatory authorities. 5. Termination Agreement: This type of agreement outlines the terms and conditions for the termination of the North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. It includes provisions related to notice periods, settlement of outstanding obligations, and the consequences of termination on ongoing business operations. In conclusion, the North Dakota Participation Agreement between First American Ins. Portfolios, Inc. and SET Investments Distribution Co. is a comprehensive document that covers various aspects of their partnership in providing investment and distribution services in North Dakota. The agreement ensures compliance with state regulations and defines the responsibilities and obligations of both parties.

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The use of this single document to memorialize the separate agreement of each Portfolio is understood to be for clerical convenience only and shall not ... ... between First American Ins. Portfolios, Inc., SEI Investments Distribution Co. quickly: Make confident the document meets all the necessary state requirements.WHEREAS, the Company desires to retain the Distributor to act as the distributor with respect to the issuance and distribution of Creation Units of each Fund, ... Open the document and fill out all its fields. Apply your legally-binding eSignature. Save and invite other recipients to sign it. May 31, 2023 — This may include assessing significant estimates made by management and evaluating management's compliance with Statutory Accounting Principles. Expert Underwriting | Trusted Relationships. First American Title is committed to providing the resources, services and underwriting guidance our title agents/ ... Jan 27, 2023 — Goal# 1. Goal #2. Accumulate sufficient wealth through a diversified portfolio of investments which will enable the State of North Dakota to pay ... A domestic insurance company may participate, subject to a written agreement with a custodian and subject to rules adopted by the commissioner regarding ... The South Dakota Investment Council annual report provides information about the investment of South Dakota Retirement. System assets, state trust funds, and ... ... Agreement, dated as of October 15, 1999, by and among Hartford Life. Insurance Company, Huntington VA Funds, SEI Investments Distribution Co. and The.

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North Dakota Participation Agreement between First American Ins. Portfolios, Inc., SEI Investments Distribution Co.