Affidavit of Investment Advisory Activity In Nebraska

State:
Nebraska
Control #:
NE-SKU-0158
Format:
PDF
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Description

Affidavit of Investment Advisory Activity In Nebraska An Affidavit of Investment Advisory Activity In Nebraska is a document used by investment advisors to demonstrate their qualifications to provide investment advice in the state of Nebraska. This affidavit must be signed by the investment advisor and filed with the Nebraska Department of Banking and Finance. It must list all the investment advisory services the advisor provides and the client's name, address, and contact information. The affidavit must also include a statement that the advisor is in compliance with all applicable laws and regulations. There are two types of Affidavit of Investment Advisory Activity In Nebraska: the Initial Investment Advisory Activity Affidavit and the Renewal Investment Advisory Activity Affidavit. The Initial Investment Advisory Activity Affidavit must be filed within 30 days of commencing investment advisory activity in Nebraska. The Renewal Investment Advisory Activity Affidavit must be filed every two years. Both affidavits must be signed and dated by the investment advisor and must include a notarized signature.

An Affidavit of Investment Advisory Activity In Nebraska is a document used by investment advisors to demonstrate their qualifications to provide investment advice in the state of Nebraska. This affidavit must be signed by the investment advisor and filed with the Nebraska Department of Banking and Finance. It must list all the investment advisory services the advisor provides and the client's name, address, and contact information. The affidavit must also include a statement that the advisor is in compliance with all applicable laws and regulations. There are two types of Affidavit of Investment Advisory Activity In Nebraska: the Initial Investment Advisory Activity Affidavit and the Renewal Investment Advisory Activity Affidavit. The Initial Investment Advisory Activity Affidavit must be filed within 30 days of commencing investment advisory activity in Nebraska. The Renewal Investment Advisory Activity Affidavit must be filed every two years. Both affidavits must be signed and dated by the investment advisor and must include a notarized signature.

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Affidavit of Investment Advisory Activity In Nebraska