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Nebraska Complaint Form - Securities Bureau

Category:
Secretary of State - Blue Sky - General
State:
Nebraska
Control #:
NE-SKU-3027
Format:
PDF
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Description

Complaint Form - Securities Bureau
The Nebraska Complaint Form — Securities Bureau is a form used to file a complaint with the Nebraska Department of Banking and Finance regarding securities transactions. There are two types of Nebraska Complaint Forms — Securities Bureau: the Broker-Dealer Complaint Form and the Investment Adviser Complaint Form. The Broker-Dealer Complaint Form is used to file a complaint against a broker-dealer or any of its associated persons who have engaged in activities that may violate Nebraska securities laws. The Investment Adviser Complaint Form is used to file a complaint against an investment adviser or any of its associated persons who have allegedly violated Nebraska securities laws. Both forms are available on the Nebraska Department of Banking and Finance website.

The Nebraska Complaint Form — Securities Bureau is a form used to file a complaint with the Nebraska Department of Banking and Finance regarding securities transactions. There are two types of Nebraska Complaint Forms — Securities Bureau: the Broker-Dealer Complaint Form and the Investment Adviser Complaint Form. The Broker-Dealer Complaint Form is used to file a complaint against a broker-dealer or any of its associated persons who have engaged in activities that may violate Nebraska securities laws. The Investment Adviser Complaint Form is used to file a complaint against an investment adviser or any of its associated persons who have allegedly violated Nebraska securities laws. Both forms are available on the Nebraska Department of Banking and Finance website.

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FAQ

Ways to File a Complaint Call Adult Protective Services at (800) 652-1999. Call the complaint intake line at (402) 471-0316 Hours: M-F 8 a.m.- 5 p.m. CST. Fax the complaint to (402) 742-2389.

The Attorney General has not agreed to electronic service of summons/complaints or other legal filings except for bankruptcy notices, which should be emailed to NEDOJ@nebraska.gov.

Complain about your contractor or plumber to the Consumer Protection Division (CPD) of the Nebraska Attorney General's Office online or download a Complaint form. You may also call the Consumer Protection Division to request a complaint form.

The Better Business Bureau (BBB) and Complaints Against a Business.

If you have questions about filing a complaint, please call 517-335-7599. In-state residents can also call 877-765-8388.

Protect the public health and safety of Nebraskans by pursuing disciplinary actions when necessary against health care professionals who endanger the public by violations of health regulations and drug laws; Provide professional legal representation in all civil proceedings on behalf of the State.

You can contact the office at (402) 471-2682 or the Consumer Protection Division at (800) 727-6432. Department of Insurance ? This department oversees insurance companies to ensure that they are operating within the law of Nebraska. You can get information on regulation changes, or search for an agency.

Mail the completed complaint form, through regular United States Mail, to: Certification Investigations' Office, P.O. Box 94933, Lincoln, NE 68509-4933. If you have any questions, please contact the Certification Investigations' Office at Nde.investigations@nebraska.gov.

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If you choose "no", we will record your complaint in our database, but we cannot help you any further. Tell Us About Yourself.Washington, DC 20549. To file a complaint regarding a possible vulnerable adult victim, please use this form. Mississippi Secretary of State Securities Division. If you believe you are a victim of financial fraud, follow the instructions below: Investor complaint form instructions. Please complete the following information to submit a complaint about a company or individual. The purpose of this complaint form is to provide the Maryland Division of. Securities with information necessary for the commencement of a preliminary. Please complete the following questions with as much detail as possible.

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