The New Hampshire Distribution Agreement is a legal contract between Ingenuity Capital Management, LLC and Daugherty Capital Markets that outlines the terms and conditions under which Ingenuity Capital Management will distribute its investment products through Daugherty Capital Markets in the state of New Hampshire. This agreement ensures compliance with the Securities and Exchange Commission (SEC) regulations and other relevant state laws. As part of this agreement, Ingenuity Capital Management grants Daugherty Capital Markets the authority to market, sell, and distribute its investment products to clients located in New Hampshire. This includes mutual funds, exchange-traded funds (ETFs), and other investment vehicles managed by Ingenuity Capital Management. One of the key keywords relevant to the New Hampshire Distribution Agreement is "distribution rights." The agreement clearly establishes the exclusive distribution rights of Daugherty Capital Markets within the state of New Hampshire, meaning that they have the sole authority to distribute Ingenuity Capital Management's investment products to clients in this geographical area. Another important keyword is "compensation." The agreement specifies the compensation structure for Daugherty Capital Markets for their distribution services, which may include sales-based commissions, fee-sharing arrangements, or other mutually agreed-upon forms of compensation. Additionally, the New Hampshire Distribution Agreement may have different types based on specific investment products or services being distributed through Daugherty Capital Markets. For example, there could be separate agreements for mutual fund distribution, ETF distribution, or alternative investment product distribution. Each type of agreement may have its own unique set of terms and conditions tailored to the specific investment product or service. Furthermore, the New Hampshire Distribution Agreement may include provisions related to marketing and advertising, compliance and reporting obligations, termination clauses, and dispute resolution mechanisms. These provisions ensure that both parties adhere to industry standards and regulatory requirements while conducting business in New Hampshire. In conclusion, the New Hampshire Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets establishes a legal framework for the distribution of investment products in the state of New Hampshire. It outlines the exclusive distribution rights, compensation structure, and other relevant provisions necessary to facilitate a successful partnership between the two entities.
New Hampshire Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets
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