This document is an Investment Advisory Agreement that appoints the investment advisor as attorney-in-fact to the trustee. It details the duties and obligations of the investment advisor and provides indemnity to the advisor. It also spells out the duration and termination of the agreement and the governing law of the agreement.
A New Hampshire Investment Advisory Agreement is a legally binding document that sets forth the terms and conditions between an investment advisor and a client in the state of New Hampshire. This agreement outlines the scope of services to be provided, the responsibilities of both parties, and the compensation structure. The primary purpose of a New Hampshire Investment Advisory Agreement is to establish a professional relationship between the investment advisor and the client, ensuring that both parties are on the same page regarding the investment objectives, risk tolerance, and other essential factors. Some of the key elements that a typical New Hampshire Investment Advisory Agreement may include are: 1. Parties involved: The agreement will identify the investment advisor and client, including their legal names and addresses. 2. Scope of services: The agreement will detail the specific services that the investment advisor will provide to the client. This may include investment research, asset allocation, portfolio management, financial planning, and various other advisory services. 3. Compensation: The agreement will specify the fee structure for the services rendered by the investment advisor. This includes any management fees, performance-based fees, or other charges that the client may be required to pay. 4. Duties and responsibilities: The agreement will outline the responsibilities of both the investment advisor and the client. This includes the duty of the investment advisor to act in the best interest of the client, provide suitable investment recommendations, and ensure proper disclosure of conflicts of interest. The client's responsibilities may include providing accurate information about their financial situation, investment goals, and risk tolerance. 5. Termination: The agreement will state the conditions under which either party can terminate the agreement. It may include provisions for termination without cause, termination for cause, or termination by mutual consent. In New Hampshire, there are no specific types of investment advisory agreements that are unique to the state. However, various types of agreements can be customized based on the specific needs of the investment advisor and client. These may include: 1. General Investment Advisory Agreement: This is a comprehensive agreement that covers a wide range of investment advisory services provided by the advisor to the client. 2. Limited Scope Investment Advisory Agreement: This agreement focuses on specific services or a limited area of financial advice, such as retirement planning or tax-efficient investing. 3. Wrap Fee Investment Advisory Agreement: This type of agreement combines investment advisory services with brokerage services, allowing the investment advisor to charge a single bundled fee for both. 4. Discretionary Investment Advisory Agreement: This agreement grants the investment advisor the authority to make investment decisions on behalf of the client without obtaining the client's prior approval for each transaction. It is important for both the investment advisor and the client to carefully review and understand the terms of any New Hampshire Investment Advisory Agreement before entering into it, ensuring that all relevant laws and regulations are met and that their respective interests are adequately protected.A New Hampshire Investment Advisory Agreement is a legally binding document that sets forth the terms and conditions between an investment advisor and a client in the state of New Hampshire. This agreement outlines the scope of services to be provided, the responsibilities of both parties, and the compensation structure. The primary purpose of a New Hampshire Investment Advisory Agreement is to establish a professional relationship between the investment advisor and the client, ensuring that both parties are on the same page regarding the investment objectives, risk tolerance, and other essential factors. Some of the key elements that a typical New Hampshire Investment Advisory Agreement may include are: 1. Parties involved: The agreement will identify the investment advisor and client, including their legal names and addresses. 2. Scope of services: The agreement will detail the specific services that the investment advisor will provide to the client. This may include investment research, asset allocation, portfolio management, financial planning, and various other advisory services. 3. Compensation: The agreement will specify the fee structure for the services rendered by the investment advisor. This includes any management fees, performance-based fees, or other charges that the client may be required to pay. 4. Duties and responsibilities: The agreement will outline the responsibilities of both the investment advisor and the client. This includes the duty of the investment advisor to act in the best interest of the client, provide suitable investment recommendations, and ensure proper disclosure of conflicts of interest. The client's responsibilities may include providing accurate information about their financial situation, investment goals, and risk tolerance. 5. Termination: The agreement will state the conditions under which either party can terminate the agreement. It may include provisions for termination without cause, termination for cause, or termination by mutual consent. In New Hampshire, there are no specific types of investment advisory agreements that are unique to the state. However, various types of agreements can be customized based on the specific needs of the investment advisor and client. These may include: 1. General Investment Advisory Agreement: This is a comprehensive agreement that covers a wide range of investment advisory services provided by the advisor to the client. 2. Limited Scope Investment Advisory Agreement: This agreement focuses on specific services or a limited area of financial advice, such as retirement planning or tax-efficient investing. 3. Wrap Fee Investment Advisory Agreement: This type of agreement combines investment advisory services with brokerage services, allowing the investment advisor to charge a single bundled fee for both. 4. Discretionary Investment Advisory Agreement: This agreement grants the investment advisor the authority to make investment decisions on behalf of the client without obtaining the client's prior approval for each transaction. It is important for both the investment advisor and the client to carefully review and understand the terms of any New Hampshire Investment Advisory Agreement before entering into it, ensuring that all relevant laws and regulations are met and that their respective interests are adequately protected.
