New Jersey Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc.

• Category: Corporations - Public - Investments
• State: Multi-State
• Control #: US-EG-9186
• Format: Word; Rich Text

Description

Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Association dated December 8, 1999. 4 pages Title: New Jersey Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. Keywords: New Jersey, investment advisory agreement, First American Insurance Portfolios, Inc., U.S. Bank National Assoc., types of agreements Introduction: The New Jersey Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. Is a carefully crafted contract that outlines the terms and conditions under which investment advisory services are provided by First American Insurance Portfolios (FAIR) to U.S. Bank National Association (US BNA). This agreement ensures that both parties are legally bound to uphold their respective obligations to maintain transparency, protect client interests, and maximize investment returns. 1. General Overview: The New Jersey Investment Advisory Agreement establishes the relationship between FAIR and US BNA as the investment advisor and client respectively. This agreement governs the scope of services, communication protocols, fee structure, and termination clauses, among other important aspects of the advisory relationship. 2. Scope of Services: This agreement outlines the specific investment advisory services that FAIR will provide to US BNA. These services may include portfolio management, asset allocation, investment research, financial planning, risk analysis, performance reporting, and regular portfolio reviews. 3. Commitments and Obligations: Both FAIR and US BNA have defined responsibilities in this agreement. FAIR commits to act as a fiduciary, providing objective advice, and managing investments in line with the client's stated goals and risk tolerance. US BNA agrees to provide accurate and up-to-date information required by FAIR and to promptly notify any changes in their investment objectives or financial situation. 4. Fees and Compensation: The agreement outlines the fee structure for FAIR's advisory services. Fees are typically charged as a percentage of assets under management (AUM) or a flat fee. Additionally, other charges such as transaction costs or custodial fees may be stated. Fee billing schedules and payment terms are also included. 5. Confidentiality and Data Privacy: The agreement emphasizes the confidentiality of client information and obliges FAIR to maintain the security of relevant data. It restricts the disclosure of sensitive information to third parties without the client's prior written consent, unless required by law or regulatory bodies. 6. Termination and Amendment: Provisions relating to the termination of the agreement by either party are included. The agreement also allows for amendments to be made with mutual consent, ensuring that both parties can adapt to changing circumstances or legal requirements if necessary. Types of New Jersey Investment Advisory Agreements: 1. Comprehensive Advisory Agreement: This type of agreement covers a wide range of investment advisory services, including portfolio management, financial planning, and ongoing support. It provides clients with a holistic approach to their investment needs. 2. Limited Scope Advisory Agreement: For clients seeking specialized or specific investment advisory services, this agreement narrows down the scope of FAIR's services to accommodate specific requirements. These may include a single investment strategy or assistance in a particular segment of the market. Conclusion: The New Jersey Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. Is a crucial legal document that establishes the framework for a mutually beneficial relationship. By defining the rights, responsibilities, and obligations of both parties, this agreement ensures transparency, trust, and effective communication throughout the advisory engagement.

Title: New Jersey Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. Keywords: New Jersey, investment advisory agreement, First American Insurance Portfolios, Inc., U.S. Bank National Assoc., types of agreements Introduction: The New Jersey Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. Is a carefully crafted contract that outlines the terms and conditions under which investment advisory services are provided by First American Insurance Portfolios (FAIR) to U.S. Bank National Association (US BNA). This agreement ensures that both parties are legally bound to uphold their respective obligations to maintain transparency, protect client interests, and maximize investment returns. 1. General Overview: The New Jersey Investment Advisory Agreement establishes the relationship between FAIR and US BNA as the investment advisor and client respectively. This agreement governs the scope of services, communication protocols, fee structure, and termination clauses, among other important aspects of the advisory relationship. 2. Scope of Services: This agreement outlines the specific investment advisory services that FAIR will provide to US BNA. These services may include portfolio management, asset allocation, investment research, financial planning, risk analysis, performance reporting, and regular portfolio reviews. 3. Commitments and Obligations: Both FAIR and US BNA have defined responsibilities in this agreement. FAIR commits to act as a fiduciary, providing objective advice, and managing investments in line with the client's stated goals and risk tolerance. US BNA agrees to provide accurate and up-to-date information required by FAIR and to promptly notify any changes in their investment objectives or financial situation. 4. Fees and Compensation: The agreement outlines the fee structure for FAIR's advisory services. Fees are typically charged as a percentage of assets under management (AUM) or a flat fee. Additionally, other charges such as transaction costs or custodial fees may be stated. Fee billing schedules and payment terms are also included. 5. Confidentiality and Data Privacy: The agreement emphasizes the confidentiality of client information and obliges FAIR to maintain the security of relevant data. It restricts the disclosure of sensitive information to third parties without the client's prior written consent, unless required by law or regulatory bodies. 6. Termination and Amendment: Provisions relating to the termination of the agreement by either party are included. The agreement also allows for amendments to be made with mutual consent, ensuring that both parties can adapt to changing circumstances or legal requirements if necessary. Types of New Jersey Investment Advisory Agreements: 1. Comprehensive Advisory Agreement: This type of agreement covers a wide range of investment advisory services, including portfolio management, financial planning, and ongoing support. It provides clients with a holistic approach to their investment needs. 2. Limited Scope Advisory Agreement: For clients seeking specialized or specific investment advisory services, this agreement narrows down the scope of FAIR's services to accommodate specific requirements. These may include a single investment strategy or assistance in a particular segment of the market. Conclusion: The New Jersey Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc. Is a crucial legal document that establishes the framework for a mutually beneficial relationship. By defining the rights, responsibilities, and obligations of both parties, this agreement ensures transparency, trust, and effective communication throughout the advisory engagement.