A New Mexico Securities Licensees Blanket Bond is a type of surety bond that is required by the New Mexico Securities Division for all securities licensees who are registered to conduct business in the state. The bond provides financial protection to the state and investors, by guaranteeing that all securities transactions will be conducted in accordance with the New Mexico Uniform Securities Act and the rules and regulations set forth by the New Mexico Securities Division. The bond also guarantees that the principal (the securities' licensee) will properly conduct business, and that any losses that may arise as a result of fraudulent or illegal activities related to securities transactions will be covered by the bond. The different types of New Mexico Securities Licensees Blanket Bonds are: • Investment Adviser Bonds • Investment Dealer Bonds • Broker-Dealer Agent Bonds • Investment Adviser Representative Bonds • Municipal Securities Dealer Bonds • Commodity TradinAdviseror Bonds • Commodity Pool Operator Bonds • Introducing Broker Bonds • Commodity Futures Representative Bonds • Futures Commission Merchant Bonds • Floor Broker Bonds • Floor Trader Bonds • Commodity TradinAdviseror Representative Bonds • Commodity Pool Operator Representative Bonds • Mortgage Banker/Broker Bonds • Mortgage Banker/Broker Agent Bonds.
New Mexico Securities Licensees Blanket Bond
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