New Mexico Accredited Investor Notice of Exemption

State:
New Mexico
Control #:
NM-SKU-0919
Format:
PDF
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Description

Accredited Investor Notice of Exemption The New Mexico Accredited Investor Notice of Exemption is a document that must be completed and submitted to the New Mexico Securities Division by companies that intend to offer securities in the state without registering those securities with the Division. This document serves as a notice of exemption from the Division's registration requirements. It is available in two forms: Form NM-AI-1, which is for offerings of securities of up to $5 million; and Form NM-AI-2, which is for offerings of securities of up to $20 million. Both forms must be completed by the company offering the securities and must include all relevant information about the offering, including the amount of the offering, the terms of the offering, the type of security being offered, and the company's contact information. The company must also provide a list of the investors that have been accredited to participate in the offering. Upon receipt of the completed Notice of Exemption, the New Mexico Securities Division will review the document and either approve or deny the exemption.

The New Mexico Accredited Investor Notice of Exemption is a document that must be completed and submitted to the New Mexico Securities Division by companies that intend to offer securities in the state without registering those securities with the Division. This document serves as a notice of exemption from the Division's registration requirements. It is available in two forms: Form NM-AI-1, which is for offerings of securities of up to $5 million; and Form NM-AI-2, which is for offerings of securities of up to $20 million. Both forms must be completed by the company offering the securities and must include all relevant information about the offering, including the amount of the offering, the terms of the offering, the type of security being offered, and the company's contact information. The company must also provide a list of the investors that have been accredited to participate in the offering. Upon receipt of the completed Notice of Exemption, the New Mexico Securities Division will review the document and either approve or deny the exemption.

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New Mexico Exemption