New York Form ADV- Part 1B Uniform Application for Investment Adviser Registration is an application form used by investment advisers who want to register with the New York State Department of Financial Services. It is used to provide information about the adviser’s business, services, personnel, clients, and compliance policies. There are three types of New York Form ADV- Part 1B Uniform Application for Investment Adviser Registration: registration, amendment, and termination. The registration form is used to apply for registration as an investment adviser. The amendment form is used to update information on the registration form. The termination form is used to terminate the investment adviser’s registration. All three forms require the submission of information about the investment adviser’s services, personnel, clients, and compliance policies.
New York Form ADV- Part 1B Uniform Application for Investment Adviser Registration is an application form used by investment advisers who want to register with the New York State Department of Financial Services. It is used to provide information about the adviser’s business, services, personnel, clients, and compliance policies. There are three types of New York Form ADV- Part 1B Uniform Application for Investment Adviser Registration: registration, amendment, and termination. The registration form is used to apply for registration as an investment adviser. The amendment form is used to update information on the registration form. The termination form is used to terminate the investment adviser’s registration. All three forms require the submission of information about the investment adviser’s services, personnel, clients, and compliance policies.
