New York Compliance Stipulation and Order (CIV-GP-132) is a document used by the New York State Department of Financial Services (DFS) to ensure that entities subject to DFS regulations comply with the applicable requirements. The CIV-GP-132 document outlines the obligations and restrictions that must be followed by the entity in order to remain compliant. It typically includes requirements such as providing detailed reports of activities, maintaining records, and submitting data to DFS. There are two types of New York Compliance Stipulation and Order (CIV-GP-132): general stipulation and order, which applies to all entities subject to DFS regulations, and specific stipulation and order, which applies to specific entities or activities. The CIV-GP-132 must be followed in order to remain compliant with DFS regulations.
New York Compliance Stipulation and Order (CIV-GP-132) is a document used by the New York State Department of Financial Services (DFS) to ensure that entities subject to DFS regulations comply with the applicable requirements. The CIV-GP-132 document outlines the obligations and restrictions that must be followed by the entity in order to remain compliant. It typically includes requirements such as providing detailed reports of activities, maintaining records, and submitting data to DFS. There are two types of New York Compliance Stipulation and Order (CIV-GP-132): general stipulation and order, which applies to all entities subject to DFS regulations, and specific stipulation and order, which applies to specific entities or activities. The CIV-GP-132 must be followed in order to remain compliant with DFS regulations.
