New York Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company

• Category: Corporations - Public - Services
• State: Multi-State
• Control #: US-EG-9322
• Format: Word; Rich Text

Description

Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company, Inc. regarding the performance of administrative services dated June 22, 1998. 4 pages. The New York Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. (MSD WA) and Morgan Stanley Dean Witter Services Company (MSD WSC) is a comprehensive legal document outlining the terms and conditions of the services provided by these two entities in New York. This agreement establishes a contractual relationship between the investment advisory firm and the services company, ensuring a harmonious collaboration that benefits their clients and shareholders. Below, we will delve into the details of this agreement, shedding light on its various types and associated keywords. 1. New York Service Agreement Definition: A New York Service Agreement is an official contract between MSD WA and MSD WSC, both recognized financial entities operating in New York. It governs the provision of investment advisory services by MSD WA and operational support services by MSD WSC, maintaining a clear framework for their activities. 2. Keywords: — Morgan Stanley Dean Witter Advisors, Inc.: A prominent investment advisory firm offering a wide range of financial services to clients. — Morgan Stanley Dean Witter Services Company: A subsidiary of Morgan Stanley, providing operational support services to various entities within the organization. — New York: Refers to the jurisdiction in which the agreement is enforced, specifically relevant for legal compliance and regulatory considerations. — Service Agreement: A formal contract defining the rights, obligations, and terms governing the provision of services between two parties. — Investment Advisory Services: The professional advice, guidance, and management provided by MSD WA to clients for their financial investments and portfolios. — Operational Support Services: The administrative, technical, and back-office support provided by MSD WSC to support the operations of investment advisory and related services. Types of New York Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company: 1. Investment Advisory Services Agreement: This type of service agreement outlines the terms and conditions, including fee structure, investment strategies, reporting obligations, and other critical details related to the provision of investment advisory services by MSD WA to clients within New York. 2. Back-Office Support Services Agreement: This agreement details the operational support services provided by MSD WSC to MSD WA, covering functions such as record-keeping, technology, human resources, compliance, and other administrative services essential for the smooth functioning of MSD WA's operations. 3. Compliance Services Agreement: This agreement focuses predominantly on compliance-related matters, ensuring that MSD WA adheres to applicable laws, regulations, and internal policies. MSD WSC may provide specific support services related to regulatory compliance, risk management, internal audits, and other compliance-related functions to MSD WA. In conclusion, the New York Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company sets the framework for the provision of investment advisory services by MSD WA and operational support services by MSD WSC in New York. The agreement is designed to establish clarity, define responsibilities, and foster a mutually beneficial partnership between these entities, ultimately benefiting their clients and stakeholders.

The New York Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. (MSD WA) and Morgan Stanley Dean Witter Services Company (MSD WSC) is a comprehensive legal document outlining the terms and conditions of the services provided by these two entities in New York. This agreement establishes a contractual relationship between the investment advisory firm and the services company, ensuring a harmonious collaboration that benefits their clients and shareholders. Below, we will delve into the details of this agreement, shedding light on its various types and associated keywords. 1. New York Service Agreement Definition: A New York Service Agreement is an official contract between MSD WA and MSD WSC, both recognized financial entities operating in New York. It governs the provision of investment advisory services by MSD WA and operational support services by MSD WSC, maintaining a clear framework for their activities. 2. Keywords: — Morgan Stanley Dean Witter Advisors, Inc.: A prominent investment advisory firm offering a wide range of financial services to clients. — Morgan Stanley Dean Witter Services Company: A subsidiary of Morgan Stanley, providing operational support services to various entities within the organization. — New York: Refers to the jurisdiction in which the agreement is enforced, specifically relevant for legal compliance and regulatory considerations. — Service Agreement: A formal contract defining the rights, obligations, and terms governing the provision of services between two parties. — Investment Advisory Services: The professional advice, guidance, and management provided by MSD WA to clients for their financial investments and portfolios. — Operational Support Services: The administrative, technical, and back-office support provided by MSD WSC to support the operations of investment advisory and related services. Types of New York Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company: 1. Investment Advisory Services Agreement: This type of service agreement outlines the terms and conditions, including fee structure, investment strategies, reporting obligations, and other critical details related to the provision of investment advisory services by MSD WA to clients within New York. 2. Back-Office Support Services Agreement: This agreement details the operational support services provided by MSD WSC to MSD WA, covering functions such as record-keeping, technology, human resources, compliance, and other administrative services essential for the smooth functioning of MSD WA's operations. 3. Compliance Services Agreement: This agreement focuses predominantly on compliance-related matters, ensuring that MSD WA adheres to applicable laws, regulations, and internal policies. MSD WSC may provide specific support services related to regulatory compliance, risk management, internal audits, and other compliance-related functions to MSD WA. In conclusion, the New York Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company sets the framework for the provision of investment advisory services by MSD WA and operational support services by MSD WSC in New York. The agreement is designed to establish clarity, define responsibilities, and foster a mutually beneficial partnership between these entities, ultimately benefiting their clients and stakeholders.