Ohio Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding document that outlines the terms and conditions under which Ingenuity Capital Management, LLC distributes its investment products through Daugherty Capital Markets in the state of Ohio. This agreement establishes the framework for the distribution of various financial products and services offered by Ingenuity Capital Management, LLC, like mutual funds, exchange-traded funds (ETFs), and other investment vehicles, through the extensive network and resources of Daugherty Capital Markets. Key provisions included in the Ohio Distribution Agreement may cover areas such as: 1. Distribution Rights: The agreement defines the scope of Daugherty Capital Markets' exclusive or non-exclusive rights to distribute Ingenuity Capital Management, LLC's investment products within the state of Ohio. It solidifies the collaboration between the two entities in marketing and promoting these products to potential investors. 2. Obligations of the Parties: The agreement outlines the responsibilities and obligations of both Ingenuity Capital Management, LLC and Daugherty Capital Markets. This may include requirements to maintain relevant licenses, compliance with applicable laws and regulations, and adherence to industry best practices. 3. Compensation and Compensation Terms: The distribution agreement specifies the compensation structure, such as fees, commissions, or other forms of remuneration, that Daugherty Capital Markets will receive for its distribution services. The terms and conditions for calculating and disbursing compensation are also detailed in this agreement. 4. Territory and Client Base: The agreement establishes the geographic territory within Ohio where Daugherty Capital Markets has the right to distribute Ingenuity Capital Management, LLC's investment products. Additionally, it may define the target market or client base for such products, including specific demographic or institutional preferences. 5. Marketing and Promotion: The agreement may outline the marketing and promotional activities that Daugherty Capital Markets will undertake to raise awareness and generate interest in Ingenuity Capital Management, LLC's investment products. It may cover the use of marketing materials, branding guidelines, and collaborative marketing strategies. Different types of Ohio Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include variations based on the type of investment products being distributed, different compensation structures, exclusivity or non-exclusivity clauses, and other specific terms and conditions based on the mutual agreement between the two parties. In summary, the Ohio Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets serves as a comprehensive framework governing the distribution of investment products in Ohio. It ensures a mutually beneficial partnership, compliance with legal and regulatory requirements, and effective marketing and distribution strategies to reach potential investors in the state.
Ohio Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets
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How to fill out Ohio Distribution Agreement Between Ingenuity Capital Management, LLC And Rafferty Capital Markets?
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