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Oklahoma Form USR-1Investment Company Report of Sales(.pdf)

State:
Oklahoma
Control #:
OK-SKU-0222
Format:
PDF
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Description

Form USR-1Investment Company Report of Sales(.pdf) Oklahoma Form USR-1Investment Company Report of Sales(.pdf) is a form that investment companies operating in Oklahoma must submit to the Oklahoma Department of Securities. This form is used to report the sales of securities that occur within the state of Oklahoma. The form must be filed by the 15th of the month following the sale of the securities. It includes information such as the total number of securities sold, the total dollar amount of the securities, and the names and addresses of the buyers and sellers. There are several types of Oklahoma Form USR-1 Investment Company Report of Sales(.pdf): long-term sales, short-term sales, transactions in securities through a broker-dealer, and transactions in securities through a registered investment adviser.

Oklahoma Form USR-1Investment Company Report of Sales(.pdf) is a form that investment companies operating in Oklahoma must submit to the Oklahoma Department of Securities. This form is used to report the sales of securities that occur within the state of Oklahoma. The form must be filed by the 15th of the month following the sale of the securities. It includes information such as the total number of securities sold, the total dollar amount of the securities, and the names and addresses of the buyers and sellers. There are several types of Oklahoma Form USR-1 Investment Company Report of Sales(.pdf): long-term sales, short-term sales, transactions in securities through a broker-dealer, and transactions in securities through a registered investment adviser.

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Oklahoma Form USR-1Investment Company Report of Sales(.pdf)