Oklahoma Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

• Category: Corporations - Public
• State: Multi-State
• Control #: US-EG-9320
• Format: Word; Rich Text

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. The Oklahoma Dealers Agreement is a legally binding document that establishes a formal relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This agreement outlines the terms and conditions under which Active Assets Premier Money Trust agrees to act as a dealer of financial products offered by Morgan Stanley Dean Witter Advisors, Inc. This collaboration enables both parties to benefit from enhanced market presence and expanded product offerings in the state of Oklahoma. One type of Oklahoma Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is the "Distribution Agreement." This agreement focuses on the distribution of financial products and services offered by Morgan Stanley Dean Witter Advisors, Inc. through Active Assets Premier Money Trust as an authorized dealer. The Distribution Agreement outlines the responsibilities and obligations of both parties, including the sales and marketing efforts, compensation structure, and compliance with regulatory requirements. Another type of Oklahoma Dealers Agreement could be the "Service Agreement." This type of agreement specifically addresses the provision of services by Active Assets Premier Money Trust to assist Morgan Stanley Dean Witter Advisors, Inc. in distributing their financial products in the state of Oklahoma. The Service Agreement may cover various aspects, such as customer support, operational assistance, and compliance oversight. Key terms and provisions commonly found in the Oklahoma Dealers Agreement include: 1. Product offerings: The agreement identifies the specific financial products and services that Active Assets Premier Money Trust will be authorized to sell as a dealer of Morgan Stanley Dean Witter Advisors, Inc. These products may include mutual funds, annuities, bonds, or other investment instruments. 2. Dealer obligations: The agreement stipulates the responsibilities of Active Assets Premier Money Trust in promoting, marketing, and selling Morgan Stanley Dean Witter Advisors, Inc. products to potential investors in Oklahoma. This may include maintaining a trained sales force, providing accurate information about the products, and complying with all applicable laws and regulations. 3. Compensation structure: The Dealers Agreement outlines the compensation structure for Active Assets Premier Money Trust, including any commissions, fees, or revenue sharing arrangements. This helps establish financial incentives to motivate the sales force and align interests between the dealer and Morgan Stanley Dean Witter Advisors, Inc. 4. Compliance and regulatory requirements: Both parties are required to comply with all federal, state, and local laws governing the sale and distribution of financial products in Oklahoma. The Dealers Agreement highlights the need for adherence to regulatory guidelines, reporting obligations, and any necessary licensing or registration requirements. 5. Termination and dispute resolution: The agreement typically includes provisions for termination, either by mutual consent or due to a breach of contract. It also outlines dispute resolution mechanisms, such as mediation or arbitration, to settle any disagreements that may arise between the parties. In summary, the Oklahoma Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. establishes a partnership for distributing financial products in Oklahoma. Through this agreement, Active Assets Premier Money Trust acts as an authorized dealer, promoting and selling Morgan Stanley Dean Witter Advisors, Inc. products to investors in the state. The agreement ensures compliance with laws, outlines compensation structures, and provides a framework for resolving disputes.

The Oklahoma Dealers Agreement is a legally binding document that establishes a formal relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This agreement outlines the terms and conditions under which Active Assets Premier Money Trust agrees to act as a dealer of financial products offered by Morgan Stanley Dean Witter Advisors, Inc. This collaboration enables both parties to benefit from enhanced market presence and expanded product offerings in the state of Oklahoma. One type of Oklahoma Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is the "Distribution Agreement." This agreement focuses on the distribution of financial products and services offered by Morgan Stanley Dean Witter Advisors, Inc. through Active Assets Premier Money Trust as an authorized dealer. The Distribution Agreement outlines the responsibilities and obligations of both parties, including the sales and marketing efforts, compensation structure, and compliance with regulatory requirements. Another type of Oklahoma Dealers Agreement could be the "Service Agreement." This type of agreement specifically addresses the provision of services by Active Assets Premier Money Trust to assist Morgan Stanley Dean Witter Advisors, Inc. in distributing their financial products in the state of Oklahoma. The Service Agreement may cover various aspects, such as customer support, operational assistance, and compliance oversight. Key terms and provisions commonly found in the Oklahoma Dealers Agreement include: 1. Product offerings: The agreement identifies the specific financial products and services that Active Assets Premier Money Trust will be authorized to sell as a dealer of Morgan Stanley Dean Witter Advisors, Inc. These products may include mutual funds, annuities, bonds, or other investment instruments. 2. Dealer obligations: The agreement stipulates the responsibilities of Active Assets Premier Money Trust in promoting, marketing, and selling Morgan Stanley Dean Witter Advisors, Inc. products to potential investors in Oklahoma. This may include maintaining a trained sales force, providing accurate information about the products, and complying with all applicable laws and regulations. 3. Compensation structure: The Dealers Agreement outlines the compensation structure for Active Assets Premier Money Trust, including any commissions, fees, or revenue sharing arrangements. This helps establish financial incentives to motivate the sales force and align interests between the dealer and Morgan Stanley Dean Witter Advisors, Inc. 4. Compliance and regulatory requirements: Both parties are required to comply with all federal, state, and local laws governing the sale and distribution of financial products in Oklahoma. The Dealers Agreement highlights the need for adherence to regulatory guidelines, reporting obligations, and any necessary licensing or registration requirements. 5. Termination and dispute resolution: The agreement typically includes provisions for termination, either by mutual consent or due to a breach of contract. It also outlines dispute resolution mechanisms, such as mediation or arbitration, to settle any disagreements that may arise between the parties. In summary, the Oklahoma Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. establishes a partnership for distributing financial products in Oklahoma. Through this agreement, Active Assets Premier Money Trust acts as an authorized dealer, promoting and selling Morgan Stanley Dean Witter Advisors, Inc. products to investors in the state. The agreement ensures compliance with laws, outlines compensation structures, and provides a framework for resolving disputes.