Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages
Oregon Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that establishes the terms and conditions under which Ingenuity Capital Management, LLC will distribute their investment products through Daugherty Capital Markets in the state of Oregon. This agreement lays out the rights, responsibilities, and obligations of both parties involved, ensuring a smooth and regulated distribution process. The Oregon Distribution Agreement outlines the details of the partnership between Ingenuity Capital Management, LLC and Daugherty Capital Markets, specifying how the investment products will be marketed, sold, and distributed within the state. It defines the scope of the agreement, the types of investment products to be distributed, and the allowed methods of promotion and advertising. In addition, the agreement covers the compensation structure, including any fees, commissions, or incentives that Daugherty Capital Markets will receive for distributing Ingenuity Capital Management, LLC's investment products. It also includes provisions for termination or modification of the agreement, as well as any dispute resolution procedures to be followed. Key elements of the Oregon Distribution Agreement may include clauses regarding compliance with state regulations and laws, the protection of client interests and confidential information, and the licensing requirements for both parties involved. This ensures that the distribution process adheres to ethical standards, upholds investor protection, and maintains transparency in the financial industry. Different types of Oregon Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include exclusive distribution agreements, non-exclusive distribution agreements, and limited distribution agreements. Exclusive distribution agreements grant Daugherty Capital Markets the sole right to distribute Ingenuity Capital Management, LLC's investment products in the state of Oregon. Non-exclusive distribution agreements allow both parties to engage in distribution activities with other entities in the state. Limited distribution agreements may restrict the distribution of specific investment products to certain client groups or geographical areas within Oregon. By entering into the Oregon Distribution Agreement, Ingenuity Capital Management, LLC and Daugherty Capital Markets aim to leverage their respective strengths to maximize the distribution of investment products in Oregon, while ensuring compliance with state regulations and building investor trust. This collaborative effort helps to broaden the reach of Ingenuity Capital Management, LLC's investment products and enhances Daugherty Capital Markets' service offerings to their clients in Oregon.
Oregon Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that establishes the terms and conditions under which Ingenuity Capital Management, LLC will distribute their investment products through Daugherty Capital Markets in the state of Oregon. This agreement lays out the rights, responsibilities, and obligations of both parties involved, ensuring a smooth and regulated distribution process. The Oregon Distribution Agreement outlines the details of the partnership between Ingenuity Capital Management, LLC and Daugherty Capital Markets, specifying how the investment products will be marketed, sold, and distributed within the state. It defines the scope of the agreement, the types of investment products to be distributed, and the allowed methods of promotion and advertising. In addition, the agreement covers the compensation structure, including any fees, commissions, or incentives that Daugherty Capital Markets will receive for distributing Ingenuity Capital Management, LLC's investment products. It also includes provisions for termination or modification of the agreement, as well as any dispute resolution procedures to be followed. Key elements of the Oregon Distribution Agreement may include clauses regarding compliance with state regulations and laws, the protection of client interests and confidential information, and the licensing requirements for both parties involved. This ensures that the distribution process adheres to ethical standards, upholds investor protection, and maintains transparency in the financial industry. Different types of Oregon Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include exclusive distribution agreements, non-exclusive distribution agreements, and limited distribution agreements. Exclusive distribution agreements grant Daugherty Capital Markets the sole right to distribute Ingenuity Capital Management, LLC's investment products in the state of Oregon. Non-exclusive distribution agreements allow both parties to engage in distribution activities with other entities in the state. Limited distribution agreements may restrict the distribution of specific investment products to certain client groups or geographical areas within Oregon. By entering into the Oregon Distribution Agreement, Ingenuity Capital Management, LLC and Daugherty Capital Markets aim to leverage their respective strengths to maximize the distribution of investment products in Oregon, while ensuring compliance with state regulations and building investor trust. This collaborative effort helps to broaden the reach of Ingenuity Capital Management, LLC's investment products and enhances Daugherty Capital Markets' service offerings to their clients in Oregon.