Puerto Rico Service Agreement is a contractual agreement that specifies the terms and conditions for the provision of financial services between Morgan Stanley Dean Witter Advisors, Inc. (MSD WA) and Morgan Stanley Dean Witter Services Company (MSD WSC) in Puerto Rico. This agreement outlines the roles, responsibilities, and obligations of both parties involved in delivering a range of financial services to clients in Puerto Rico. Key Terms: 1. Financial Services: The agreement encompasses a wide range of services such as investment advisory, stock trading, wealth management, brokerage, financial planning, and other related services. 2. Morgan Stanley Dean Witter Advisors, Inc. (MSD WA): MSD WA serves as the registered investment advisor and offers personalized financial advice and services to clients as per their unique financial goals, risk tolerance, and investment preferences. 3. Morgan Stanley Dean Witter Services Company (MSD WSC): MSD WSC, as a securities' brokerage firm, provides transactional services to MSD WA. It facilitates the execution of trades, operates trading platforms, custodial assets, and offers operational support. 4. Puerto Rico Clients: The agreement primarily caters to individuals, institutions, or entities located in Puerto Rico seeking financial services from MSD WA and MSD WSC. 5. Compliance and Regulatory Framework: The agreement ensures compliance with local and international regulatory bodies governing financial services in Puerto Rico. Types of Puerto Rico Service Agreement: 1. Investment Advisory Agreement: This type of agreement focuses on clients who seek personalized investment advice and portfolio management from MSD WA. The agreement outlines the investment objectives, strategies, fee structure, and the responsibilities of both parties. 2. Brokerage Agreement: This agreement pertains to clients who prefer self-directed trading or require transactional services. It details the terms for executing trades, account maintenance, custodial services, commission structure, and regulatory compliance. 3. Wealth Management Agreement: The wealth management agreement offers a comprehensive range of financial planning, investment advisory, estate planning, and tax planning services. It caters to clients with complex financial needs and includes additional services like trust management, charitable giving, and legacy planning. In summary, the Puerto Rico Service Agreement between MSD WA and MSD WSC is a comprehensive agreement that governs the provision of financial services in Puerto Rico. It encompasses various types of agreements tailored to meet the specific needs of clients, including investment advisory, brokerage, and wealth management agreements. These agreements aim to ensure regulatory compliance, provide personalized financial advice, facilitate trading activities, and offer comprehensive financial planning services to clients in Puerto Rico.
Puerto Rico Service Agreement between Morgan Stanley Dean Witter Advisors, Inc. and Morgan Stanley Dean Witter Services Company
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How to fill out Puerto Rico Service Agreement Between Morgan Stanley Dean Witter Advisors, Inc. And Morgan Stanley Dean Witter Services Company?
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