South Carolina Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York

• Category: Corporations - Public - Advisory
• State: Multi-State
• Control #: US-EG-9077
• Format: Word; Rich Text

Description

Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York dated January 3, 2000. 4 pages South Carolina Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York is a legally binding document that establishes the terms and conditions for the provision of investment advisory services by The Bank of New York to Hamilton Small Cap Growth CRT Fund in the state of South Carolina. This agreement covers a wide range of details pertaining to the investment advisory relationship, including the scope of services provided, fees and expenses, investment objectives and strategies, risk factors, reporting requirements, and termination provisions. The agreement outlines the responsibilities and obligations of both parties. Hamilton Small Cap Growth CRT Fund is responsible for providing accurate and timely information regarding its investment goals and objectives, financial situation, and risk tolerance. The Bank of New York, as the investment advisor, undertakes to provide professional advice and expertise in managing and overseeing the investment portfolio of the fund. In terms of fees and expenses, the agreement specifies the compensation arrangement between the parties. This may include a management fee based on a percentage of the fund's assets under management, performance-based fees, or other applicable charges. The Bank of New York is also required to disclose any potential conflicts of interest that may arise in the course of providing investment advisory services. The investment objectives and strategies section of the agreement describe the specific goals and approaches that the Bank of New York will employ in managing the fund's assets. This may involve investing in small-cap growth companies with strong growth potential, diversifying the portfolio, or adhering to a specific investment style or philosophy. Furthermore, the agreement addresses risk factors and risk management. It outlines the potential risks associated with investing in the financial markets and acknowledges that there can be no guarantee of the fund's performance. The Bank of New York is expected to exercise due diligence and employ risk management techniques to mitigate these risks. Reporting requirements stipulate that the Bank of New York must provide regular reports to Hamilton Small Cap Growth CRT Fund, detailing the fund's performance, holdings, and any relevant market information. These reports may be provided on a monthly, quarterly, or annual basis, depending on the agreement. Lastly, the agreement contains provisions for termination, including the circumstances under which either party can terminate the agreement and the notice period required. It also addresses how any remaining assets or liabilities will be handled in the event of termination. Types of South Carolina Investment Advisory Agreements between Hamilton Small Cap Growth CRT Fund and The Bank of New York may include different fee structures, such as fixed fee arrangements or fee schedules based on specific investment thresholds. Additionally, there may be variations in the investment strategies employed, ranging from a focus on small-cap growth companies to a more diversified approach across different market sectors. These variations can be tailored to meet the specific investment needs and preferences of the fund and its investors.

South Carolina Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York is a legally binding document that establishes the terms and conditions for the provision of investment advisory services by The Bank of New York to Hamilton Small Cap Growth CRT Fund in the state of South Carolina. This agreement covers a wide range of details pertaining to the investment advisory relationship, including the scope of services provided, fees and expenses, investment objectives and strategies, risk factors, reporting requirements, and termination provisions. The agreement outlines the responsibilities and obligations of both parties. Hamilton Small Cap Growth CRT Fund is responsible for providing accurate and timely information regarding its investment goals and objectives, financial situation, and risk tolerance. The Bank of New York, as the investment advisor, undertakes to provide professional advice and expertise in managing and overseeing the investment portfolio of the fund. In terms of fees and expenses, the agreement specifies the compensation arrangement between the parties. This may include a management fee based on a percentage of the fund's assets under management, performance-based fees, or other applicable charges. The Bank of New York is also required to disclose any potential conflicts of interest that may arise in the course of providing investment advisory services. The investment objectives and strategies section of the agreement describe the specific goals and approaches that the Bank of New York will employ in managing the fund's assets. This may involve investing in small-cap growth companies with strong growth potential, diversifying the portfolio, or adhering to a specific investment style or philosophy. Furthermore, the agreement addresses risk factors and risk management. It outlines the potential risks associated with investing in the financial markets and acknowledges that there can be no guarantee of the fund's performance. The Bank of New York is expected to exercise due diligence and employ risk management techniques to mitigate these risks. Reporting requirements stipulate that the Bank of New York must provide regular reports to Hamilton Small Cap Growth CRT Fund, detailing the fund's performance, holdings, and any relevant market information. These reports may be provided on a monthly, quarterly, or annual basis, depending on the agreement. Lastly, the agreement contains provisions for termination, including the circumstances under which either party can terminate the agreement and the notice period required. It also addresses how any remaining assets or liabilities will be handled in the event of termination. Types of South Carolina Investment Advisory Agreements between Hamilton Small Cap Growth CRT Fund and The Bank of New York may include different fee structures, such as fixed fee arrangements or fee schedules based on specific investment thresholds. Additionally, there may be variations in the investment strategies employed, ranging from a focus on small-cap growth companies to a more diversified approach across different market sectors. These variations can be tailored to meet the specific investment needs and preferences of the fund and its investors.