South Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets The South Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets outlines the terms and conditions under which Ingenuity Capital Management, a trusted investment management firm, grants Daugherty Capital Markets the authority to distribute their investment products and services within the state of South Carolina. This mutually beneficial agreement allows both parties to expand their market reach and enhance their respective brand recognition in the region. Key terms highlighted in the agreement include: 1. Scope of Distribution: The agreement specifies the investment products and services that are authorized for distribution in South Carolina. These may include mutual funds, exchange-traded funds (ETFs), separately managed accounts, and other investment vehicles offered by Ingenuity Capital Management. 2. Distribution Responsibilities: The agreement delineates the responsibilities of both Ingenuity Capital Management and Daugherty Capital Markets in the distribution process. This includes marketing and advertising efforts, compliance with local regulations, and the provision of necessary sales and promotional materials. 3. Sales and Compensation: The agreement defines the sales and compensation structure for Daugherty Capital Markets. It may include details on commissions, fees, and any other performance-based incentives for the distribution of Ingenuity Capital Management's products. Clear guidelines on the reporting and tracking of sales activities are also likely to be included. 4. Compliance and Legal Considerations: Given the regulated nature of the investment industry, the agreement emphasizes adherence to South Carolina's laws, rules, and regulations. Ingenuity Capital Management and Daugherty Capital Markets commit to maintaining the necessary licenses and registrations required by the state. 5. Termination and Amendment: The agreement sets forth conditions under which either party may terminate or amend the agreement. This may include provisions related to breaches of contract, non-performance, or changes in business strategies. Potential types of South Carolina Distribution Agreements between Ingenuity Capital Management, LLC, and Daugherty Capital Markets could include: 1. Exclusive Distribution Agreement: This agreement grants Daugherty Capital Markets the exclusive right to distribute Ingenuity Capital Management's investment products and services solely within South Carolina. This exclusivity can help foster a stronger market presence for both companies in the region. 2. Non-Exclusive Distribution Agreement: In this type of agreement, multiple parties may be authorized to distribute Ingenuity Capital Management's products and services in South Carolina. This allows for broader market coverage and potentially increased sales opportunities. In summary, the South Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding document that enables Ingenuity Capital Management to extend their distribution network in the state of South Carolina through the expertise and resources of Daugherty Capital Markets. The agreement outlines important provisions related to the scope of distribution, responsibilities, sales and compensation, compliance, and termination or amendment conditions.
South Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets
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