South Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

• Category: Corporations - Public
• State: Multi-State
• Control #: US-EG-9320
• Format: Word; Rich Text

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. Title: South Carolina Dealers Agreement: A Comprehensive Overview of the Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. Relationship Introduction: The South Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a legally binding contract that outlines the partnership and collaboration between these two entities. This comprehensive description aims to provide an in-depth understanding of the agreement, highlighting its features, benefits, and potential variations. Keywords: South Carolina Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc., comprehensive description, partnership, collaboration, features, benefits, variations. 1. Overview: The South Carolina Dealers Agreement represents a formal contractual relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This agreement focuses on defining the terms, obligations, responsibilities, and benefits of the partnership. 2. Scope and Purpose: The agreement governs various aspects of the collaboration, including investment activities, client management, asset allocation, and fund administration. It establishes a framework within which both parties can work together effectively and transparently. 3. Investment Strategy: The South Carolina Dealers Agreement sets out the investment objectives and strategies that both parties must adhere to. It provides guidelines on risk management, diversification principles, performance evaluation, and reporting requirements to ensure that investment decisions align with the trust's and the advisors' goals. 4. Client Management: Another vital aspect covered in the agreement is the management of clients and their accounts. It establishes procedures for client onboarding, documentation, and ongoing support. The obligations of both parties regarding client reporting, communications, and complaints resolution are also outlined. 5. Compliance and Legal Aspects: The South Carolina Dealers Agreement emphasizes the adherence to regulatory guidelines and legal requirements relevant to the investment industry. This ensures that all activities performed by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. are in full compliance with applicable laws and regulations. 6. Reporting and Documentation: To maintain transparency and accountability, the agreement specifies detailed reporting and documentation obligations for both parties. This includes regular financial statements, audit requirements, performance reviews, and any other necessary reports. 7. Compensation and Financial Arrangements: The agreement also covers the compensation structure and financial arrangements between the parties. This includes fee schedules, profit sharing agreements, billing procedures, invoice processing, and any other financial considerations crucial to the partnership. Types of South Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.: 1. Standard South Carolina Dealers Agreement: This is the primary agreement that outlines the general terms and conditions governing the collaboration between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. 2. Customized South Carolina Dealers Agreement: In some cases, the parties may negotiate and create a customized agreement that caters to their specific requirements, incorporating additional terms or modifying existing ones. Conclusion: The South Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a comprehensive document regulating their partnership. It covers various aspects, including investment strategies, client management, compliance, reporting, and financial arrangements. By establishing a clear framework, this agreement ensures a successful and mutually beneficial collaboration between these entities.

Title: South Carolina Dealers Agreement: A Comprehensive Overview of the Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. Relationship Introduction: The South Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a legally binding contract that outlines the partnership and collaboration between these two entities. This comprehensive description aims to provide an in-depth understanding of the agreement, highlighting its features, benefits, and potential variations. Keywords: South Carolina Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc., comprehensive description, partnership, collaboration, features, benefits, variations. 1. Overview: The South Carolina Dealers Agreement represents a formal contractual relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This agreement focuses on defining the terms, obligations, responsibilities, and benefits of the partnership. 2. Scope and Purpose: The agreement governs various aspects of the collaboration, including investment activities, client management, asset allocation, and fund administration. It establishes a framework within which both parties can work together effectively and transparently. 3. Investment Strategy: The South Carolina Dealers Agreement sets out the investment objectives and strategies that both parties must adhere to. It provides guidelines on risk management, diversification principles, performance evaluation, and reporting requirements to ensure that investment decisions align with the trust's and the advisors' goals. 4. Client Management: Another vital aspect covered in the agreement is the management of clients and their accounts. It establishes procedures for client onboarding, documentation, and ongoing support. The obligations of both parties regarding client reporting, communications, and complaints resolution are also outlined. 5. Compliance and Legal Aspects: The South Carolina Dealers Agreement emphasizes the adherence to regulatory guidelines and legal requirements relevant to the investment industry. This ensures that all activities performed by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. are in full compliance with applicable laws and regulations. 6. Reporting and Documentation: To maintain transparency and accountability, the agreement specifies detailed reporting and documentation obligations for both parties. This includes regular financial statements, audit requirements, performance reviews, and any other necessary reports. 7. Compensation and Financial Arrangements: The agreement also covers the compensation structure and financial arrangements between the parties. This includes fee schedules, profit sharing agreements, billing procedures, invoice processing, and any other financial considerations crucial to the partnership. Types of South Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.: 1. Standard South Carolina Dealers Agreement: This is the primary agreement that outlines the general terms and conditions governing the collaboration between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. 2. Customized South Carolina Dealers Agreement: In some cases, the parties may negotiate and create a customized agreement that caters to their specific requirements, incorporating additional terms or modifying existing ones. Conclusion: The South Carolina Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a comprehensive document regulating their partnership. It covers various aspects, including investment strategies, client management, compliance, reporting, and financial arrangements. By establishing a clear framework, this agreement ensures a successful and mutually beneficial collaboration between these entities.