South Carolina Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding Rendering Certain Sub-Administrative Services

• Category: Corporations - Public - Administration
• State: Multi-State
• Control #: US-EG-9408
• Format: Word; Rich Text

Description

Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding the retention of Investor Services Group to render certain sub-administrative services with respect to investment portfolios dated October 1, The South Carolina Sub-Administration Agreement is a legal contract entered into by First Data Investor Services Group, Inc. (FD ISG) and EPSF Advisors, Inc. (EPSF) to outline the terms and conditions for the rendering of certain sub-administrative services. This agreement empowers EPSF to provide administrative support and services to FD ISG in the state of South Carolina. This agreement encompasses various types of sub-administrative services that EPSF shall undertake on behalf of FD ISG. Some key keyword-specific sub-administrative services include: 1. Fund Administration: EPSF will manage and administer various fund-related activities, including producing and distributing investor statements, handling fund accounting, ensuring compliance with regulatory requirements, and executing any necessary reporting and documentation. 2. Shareholder Services: EPSF is responsible for managing all communication between FD ISG and its shareholders. This includes processing subscription and redemption requests, maintaining shareholder records, distributing dividends, and providing investor support services. 3. Compliance Oversight: EPSF ensures that all applicable regulatory requirements and guidelines are adhered to by conducting compliance reviews, monitoring investor communications, and implementing necessary control procedures. 4. Portfolio Performance Reporting: EPSF provides accurate and timely performance reporting on portfolios managed by FD ISG. This includes calculating performance metrics, preparing performance reports, and delivering them to relevant stakeholders. 5. Financial Reporting: EPSF supports FD ISG in preparing, reviewing, and filing financial reports in compliance with all required accounting standards and regulations. These reports may include but are not limited to financial statements, audit reports, and tax filings. 6. Regulatory Reporting: EPSF assists FD ISG in fulfilling its regulatory obligations by preparing and filing necessary reports with relevant authorities, such as the Securities and Exchange Commission (SEC), ensuring compliance with state and federal regulations. It is important to note that the specific terms and conditions of each South Carolina Sub-Administration Agreement may vary depending on the nature and scope of the services required by FD ISG from EPSF. However, the aforementioned keywords cover some common types of sub-administrative services that may be covered in such agreements.

The South Carolina Sub-Administration Agreement is a legal contract entered into by First Data Investor Services Group, Inc. (FD ISG) and EPSF Advisors, Inc. (EPSF) to outline the terms and conditions for the rendering of certain sub-administrative services. This agreement empowers EPSF to provide administrative support and services to FD ISG in the state of South Carolina. This agreement encompasses various types of sub-administrative services that EPSF shall undertake on behalf of FD ISG. Some key keyword-specific sub-administrative services include: 1. Fund Administration: EPSF will manage and administer various fund-related activities, including producing and distributing investor statements, handling fund accounting, ensuring compliance with regulatory requirements, and executing any necessary reporting and documentation. 2. Shareholder Services: EPSF is responsible for managing all communication between FD ISG and its shareholders. This includes processing subscription and redemption requests, maintaining shareholder records, distributing dividends, and providing investor support services. 3. Compliance Oversight: EPSF ensures that all applicable regulatory requirements and guidelines are adhered to by conducting compliance reviews, monitoring investor communications, and implementing necessary control procedures. 4. Portfolio Performance Reporting: EPSF provides accurate and timely performance reporting on portfolios managed by FD ISG. This includes calculating performance metrics, preparing performance reports, and delivering them to relevant stakeholders. 5. Financial Reporting: EPSF supports FD ISG in preparing, reviewing, and filing financial reports in compliance with all required accounting standards and regulations. These reports may include but are not limited to financial statements, audit reports, and tax filings. 6. Regulatory Reporting: EPSF assists FD ISG in fulfilling its regulatory obligations by preparing and filing necessary reports with relevant authorities, such as the Securities and Exchange Commission (SEC), ensuring compliance with state and federal regulations. It is important to note that the specific terms and conditions of each South Carolina Sub-Administration Agreement may vary depending on the nature and scope of the services required by FD ISG from EPSF. However, the aforementioned keywords cover some common types of sub-administrative services that may be covered in such agreements.